Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

KALOS CAPITAL, INC.
44337
MICHAEL S. WELCH
4215661
KALOS CAPITAL
44337
MICHAEL WELCH
4215661
KALOS CAPITAL, INC
44337
MICHAEL WELCH
4215661
KALOS CAPITAL INC
44337
MICHAEL WELCH
4215661
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2015-03-03
D/A
$1,205,714.00
No
$0.00
No
2011-06-01
D/A
$190,000.00
Yes
$0.00
Yes
2011-05-25
D/A
$168,300.00
Yes
$0.00
Yes
2011-05-19
D/A
$158,850.00
Yes
$0.00
Yes
2011-04-12
D/A
$80,550.00
Yes
$0.00
Yes
2011-04-04
D/A
$71,550.00
Yes
$0.00
Yes
2011-03-22
D/A
$60,300.00
Yes
$0.00
Yes
2011-01-14
D
$815,000.00
Yes
$0.00
No
2011-01-07
D/A
$892,710.00
Yes
$0.00
Yes
2010-07-29
D/A
$2,756,000.00
Yes
$0.00
No
2010-01-22
D/A
$2,756,000.00
Yes
$0.00
No