Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

IMS SECURITIES, INC.
35567
PATRICK CRUICKSHANK
4214868
IMS SECURITIES
35567
PATRICK CRUICKSHANK
4214868
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2011-01-07
D/A
$892,710.00
Yes
$0.00
Yes
2010-09-23
D/A
$6,000,000.00
Yes
$0.00
Yes
2010-08-02
D/A
$6,000,000.00
Yes
$0.00
Yes
2010-06-14
D/A
$6,000,000.00
Yes
$0.00
Yes
2010-06-04
D/A
$6,000,000.00
Yes
$0.00
Yes
2010-03-18
D/A
$6,000,000.00
Yes
$0.00
Yes
2009-12-01
D/A
$6,000,000.00
Yes
$0.00
Yes