Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

MONEY CONCEPTS CAPITAL CORP.
12963
THOMAS W. HAARMANN
4181416
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2013-05-31
D/A
$68,850.00
Yes
$0.00
No
2013-05-02
D/A
$64,350.00
Yes
$0.00
No
2013-04-16
D/A
$59,850.00
Yes
$0.00
No
2013-03-29
D/A
$41,850.00
Yes
$0.00
No
2012-06-05
D
$256,500.00
Yes
$0.00
Yes
2012-06-04
D
$245,250.00
Yes
$0.00
Yes
2011-06-01
D/A
$190,000.00
Yes
$0.00
Yes
2011-05-25
D/A
$168,300.00
Yes
$0.00
Yes
2011-05-19
D/A
$158,850.00
Yes
$0.00
Yes