Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CENTAURUS FINANCIAL INC
30833
STEVEN SCHWARTZ
4177383
CENTAURUS FINANCIAL, INC.
30833
STEVEN B. SCHWARTZ
4177383
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2020-08-07
D/A
$2,478,438.00
Yes
$0.00
No
2020-06-05
D/A
$3,279,063.00
Yes
$0.00
No
2020-05-22
D/A
$2,660,000.00
Yes
$0.00
No
2020-04-20
D/A
$3,134,687.00
Yes
$0.00
No
2012-09-06
D/A
$96,320.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDING DUE DILIGENCE FEE
2012-08-27
D/A
$94,320.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDING DUE DILIGENCE FEE
2012-08-23
D/A
$91,120.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDING DUE DILIGENCE FEE
2012-07-23
D/A
$87,920.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDING DUE DILIGENCE FEE
2012-07-18
D/A
$84,720.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDING DUE DILIGENCE FEE