Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FORESIDE FINANCIAL SERVICES, LLC
148477
LEE DIAMANDAKIS
4144827
FORESIDE FINANCIAL SERVICES, LLC
148477
LEE DIAMANDAKIS
4144827
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$1,417,916.00
No
$0.00
No
D/A
$667,718.00
No
$0.00
No
D/A
$1,286,454.00
Yes
$0.00
No
DRIEHAUS SECURITIES LLC IS NO LONGER A REGISTERED BROKER-DEALER AND DOES NOT RECEIVE COMMISSIONS.
D/A
$198,351.00
No
$0.00
No
D/A
$751,623.00
No
$0.00
No
D/A
$544,403.00
No
$0.00
No
D/A
$668,603.00
Yes
$0.00
No
DRIEHAUS SECURITIES LLC IS NO LONGER A REGISTERED BROKER-DEALER AND DOES NOT RECEIVE COMMISSIONS.
D/A
$104,559.00
No
$0.00
No
D/A
$450,380.00
No
$0.00
No
D/A
$501,062.00
No
$0.00
No
D/A
$396,298.00
Yes
$0.00
No
DRIEHAUS SECURITIES LLC IS NO LONGER A REGISTERED BROKER-DEALER, AND DOES NOT RECEIVE COMMISSIONS.
D/A
$34,010.00
No
$0.00
No
D/A
$208,790.00
No
$0.00
No
D/A
$476,443.00
No
$0.00
No
D/A
$261,608.00
Yes
$0.00
No
DRIEHAUS SECURITIES LLC IS NO LONGER A REGISTERED BROKER-DEALER, AND DOES NOT RECEIVE COMMISSIONS.
D/A
$17,005.00
No
$0.00
No
D/A
$357,325.00
No
$0.00
No
D/A
$214,683.00
Yes
$0.00
No
DRIEHAUS SECURITIES LLC IS NO LONGER A REGISTERED BROKER-DEALER, AND DOES NOT RECEIVE COMMISSIONS.
D/A
$5,597.00
No
$0.00
No
D/A
$205,373.00
No
$0.00
No
D/A
$133,090.00
Yes
$0.00
No
DRIEHAUS SECURITIES LLC IS NO LONGER A REGISTERED BROKER-DEALER, AND DOES NOT RECEIVE COMMISSIONS.
D
$0.00
No
$0.00
No
NO COMMISSIONS HAVE BEEN PAID TO DATE.
D/A
$39,817.00
Yes
$0.00
No
DRIEHAUS SECURITIES LLC IS NO LONGER A REGISTERED BROKER-DEALER, AND DOES NOT RECEIVE COMMISSIONS.