Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

INSTITUTIONAL CAPITAL MANAGEMENT, INC.
41055
AL BARNETT
4577695
NONE
NONE
INSTITUTIONAL CAPITAL MANAGEMENT, INC.
41055
NONE
NONE
INSTITUTIONAL CAPITAL MANAGEMENT, INC.
41055
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2011-09-08
D/A
$4,200,000.00
Yes
$3,600,000.00
Yes
2011-08-15
D/A
$4,200,000.00
Yes
$2,400,000.00
No
2010-08-12
D/A
$2,000,000.00
Yes
$0.00
No
BASED ON MAXIMUM OFFERING PRICE
2010-03-30
D/A
$2,000,000.00
Yes
$0.00
No
BASED ON MAXIMUM OFFERING PRICE
2009-10-28
D/A
$2,000,000.00
Yes
$0.00
No
BASED ON MAXIMUM OFFERING PRICE
2009-09-23
D/A
$0.00
No
$0.00
No
2009-09-10
D/A
$2,000,000.00
Yes
$0.00
No
BASED ON MAXIMUM OFFERING PRICE
2009-08-04
D
$2,000,000.00
Yes
$0.00
No
BASED ON MAXIMUM OFFERING PRICE