Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

WALL AND COMPANY SECURITIES, INC.
40894
JOHNNY CLIFTON
2060473
WALL AND COMPANY SECURITIES, INC.
40894
WALL AND COMPANY SECURITIES, INC.
40894
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2010-11-24
D/A
$200,000.00
Yes
$0.00
No
2010-11-18
D
$200,000.00
Yes
$0.00
No
2010-06-24
D
$352,800.00
No
$88,000.00
No