Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

VSR FINANCIAL SEVICES
14503
ROBERT BURNS
4066393
VSR FINANCAL SERVICES INC
14503
ROBERT BURNS
4066393
VSR FINANCIAL SERVICES, INC
14503
ROBERT BURNS
4066393
VSR FINANCIAL SERVICES
14503
ROBERT BURNS
4066393
VSR
14503
ROBERT E BURNS
4066393
VSR FINANCIAL SERVICES
14503
ROBERT E BURNS
4066393
VSR
14503
ROBERT BURNS
4066393
VSR FINANCIAL SERVICES, INC.
14503
ROBERT E. BURNS
4066393
VSR FINANCIAL SERVICES INC.
14503
ROBERT E. BURNS
4066393
SUMMITT BROKERAGE SERVICES, INC.
34643
ROBERT E. BURNS
4066393
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2017-10-03
D/A
$2,742,925.00
Yes
$0.00
No
2017-08-11
D/A
$2,742,925.00
Yes
$0.00
No
2017-08-01
D/A
$2,742,925.00
Yes
$0.00
No
2017-07-13
D/A
$2,742,925.00
Yes
$0.00
No
2017-06-27
D/A
$2,742,925.00
Yes
$0.00
No
2017-06-19
D/A
$2,742,925.00
Yes
$0.00
No
2017-06-06
D/A
$2,742,925.00
Yes
$0.00
No
2017-05-23
D/A
$2,742,925.00
Yes
$0.00
No
2016-01-26
D/A
$2,458,122.00
Yes
$0.00
Yes
AMOUNT INCLUDES SELLING COMMISSIONS, DEALER FEE AND PLACEMENT AGENT FEE.
2015-09-29
D/A
$2,959,329.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2015-09-14
D/A
$519,357.00
Yes
$0.00
No
IN ADDITION, BROKER DEALERS WILL SHARE IN A PORTION OF THE ISSUER DISTRIBUTIONS, AND ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
2015-09-09
D/A
$2,959,329.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2015-08-24
D/A
$519,357.00
Yes
$0.00
No
IN ADDITION, BROKER DEALERS WILL SHARE IN A PORTION OF THE ISSUER DISTRIBUTIONS, AND ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
2015-08-24
D/A
$2,959,329.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2015-08-12
D
$2,959,329.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2015-08-10
D/A
$519,357.00
Yes
$0.00
No
IN ADDITION, BROKER DEALERS WILL SHARE IN A PORTION OF THE ISSUER DISTRIBUTIONS, AND ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
2015-08-03
D/A
$519,357.00
Yes
$0.00
No
IN ADDITION, BROKER DEALERS WILL SHARE IN A PORTION OF THE ISSUER DISTRIBUTIONS, AND ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
2015-07-21
D/A
$519,357.00
Yes
$0.00
No
IN ADDITION, BROKER DEALERS WILL SHARE IN A PORTION OF THE ISSUER DISTRIBUTIONS, AND ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
2015-07-14
D/A
$519,357.00
Yes
$0.00
No
IN ADDITION, BROKER DEALERS WILL SHARE IN A PORTION OF THE ISSUER DISTRIBUTIONS, AND ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
2015-06-22
D/A
$519,357.00
Yes
$0.00
No
IN ADDITION, BROKER DEALERS WILL SHARE IN A PORTION OF THE ISSUER DISTRIBUTIONS, AND ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
2015-06-15
D/A
$519,357.00
Yes
$0.00
No
IN ADDITION, BROKER DEALERS WILL SHARE IN A PORTION OF THE ISSUER DISTRIBUTIONS, AND ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
2015-06-08
D/A
$519,357.00
Yes
$0.00
No
IN ADDITION, BROKER DEALERS WILL SHARE IN A PORTION OF THE ISSUER DISTRIBUTIONS, AND ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
2015-04-13
D/A
$326,923.00
Yes
$0.00
No
IN ADDITION, BROKER DEALERS WILL SHARE IN A PORTION OF THE ISSUER DISTRIBUTIONS, AND ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
2015-03-30
D/A
$355,500.00
Yes
$0.00
No
IN ADDITION, BROKER DEALERS WILL SHARE IN A PORTION OF THE ISSUER DISTRIBUTIONS, AND ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
2015-03-16
D/A
$355,500.00
Yes
$0.00
No
IN ADDITION, BROKER DEALERS WILL SHARE IN A PORTION OF THE ISSUER DISTRIBUTIONS, AND ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
2015-03-09
D/A
$355,500.00
Yes
$0.00
No
IN ADDITION, BROKER DEALERS WILL SHARE IN A PORTION OF THE ISSUER DISTRIBUTIONS, AND ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
2015-03-04
D/A
$355,500.00
Yes
$0.00
No
IN ADDITION, BROKER DEALERS WILL SHARE IN A PORTION OF THE ISSUER DISTRIBUTIONS, AND ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
2015-02-24
D/A
$326,923.00
Yes
$0.00
No
IN ADDITION, BROKER DEALERS WILL SHARE IN A PORTION OF THE ISSUER DISTRIBUTIONS, AND ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
2015-01-21
D/A
$594,611.00
Yes
$0.00
No
IN ADDITION, BROKER DEALERS WILL SHARE IN A PORTION OF THE ISSUER DISTRIBUTIONS, AND ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
2015-01-12
D/A
$326,923.00
Yes
$0.00
No
IN ADDITION, BROKER DEALERS WILL SHARE IN A PORTION OF THE ISSUER DISTRIBUTIONS, AND ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
2014-12-29
D/A
$326,923.00
Yes
$0.00
No
IN ADDITION, BROKER DEALERS WILL SHARE IN A PORTION OF THE ISSUER DISTRIBUTIONS, AND ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
2014-12-03
D/A
$594,611.00
Yes
$0.00
No
IN ADDITION, BROKER DEALERS WILL SHARE IN A PORTION OF THE ISSUER DISTRIBUTIONS, AND ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
2014-11-24
D/A
$326,923.00
Yes
$0.00
No
IN ADDITION, BROKER DEALERS WILL SHARE IN A PORTION OF THE ISSUER DISTRIBUTIONS, AND ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
2014-11-17
D/A
$594,611.00
Yes
$0.00
No
IN ADDITION, BROKER DEALERS WILL SHARE IN A PORTION OF THE ISSUER DISTRIBUTIONS, AND ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
2014-11-04
D/A
$594,611.00
Yes
$0.00
No
IN ADDITION, BROKER DEALERS WILL SHARE IN A PORTION OF THE ISSUER DISTRIBUTIONS, AND ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
2014-10-14
D/A
$594,611.00
Yes
$0.00
No
IN ADDITION, BROKER DEALERS WILL SHARE IN A PORTION OF THE ISSUER DISTRIBUTIONS, AND ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
2014-10-06
D/A
$594,611.00
Yes
$0.00
No
IN ADDITION, BROKER DEALERS WILL SHARE IN A PORTION OF THE ISSUER DISTRIBUTIONS, AND ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
2012-07-18
D/A
$84,720.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDING DUE DILIGENCE FEE
2012-06-13
D/A
$83,120.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDING DUE DILIGENCE FEE
2012-05-07
D/A
$76,400.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDING DUE DILIGENCE FEE
2012-04-24
D/A
$72,400.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDING DUE DILIGENCE FEE
2012-04-23
D/A
$68,400.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDING DUE DILIGENCE FEE
2012-03-28
D/A
$50,400.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDING DUE DILIGENCE FEE
2012-03-21
D/A
$188,000.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
2012-03-06
D/A
$172,000.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
2012-03-06
D/A
$45,600.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDING DUE DILIGENCE FEE
2012-02-08
D/A
$156,000.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
2012-02-08
D/A
$38,400.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDING DUE DILIGENCE FEE
2012-01-04
D/A
$26,400.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDING DUE DILIGENCE FEE
2011-12-22
D/A
$148,000.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
2011-11-01
D/A
$148,000.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
2011-08-31
D/A
$130,400.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
2011-06-29
D/A
$122,400.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
2011-05-16
D/A
$114,400.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
2011-05-05
D/A
$104,800.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
2011-04-19
D/A
$72,800.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
2010-10-27
D/A
$193,080.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DUE DILIGENCE FEE
2010-10-13
D/A
$163,880.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DUE DILIGENCE FEE
2010-10-01
D/A
$148,120.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DUE DILIGENCE FEE
2010-09-23
D/A
$132,120.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DUE DILIGENCE FEE
2010-09-01
D/A
$115,120.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DUE DILIGENCE FEE
2010-08-19
D/A
$95,520.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DUE DILIGENCE FEE
2010-08-10
D/A
$75,920.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DUE DILIGENCE FEE
2010-07-28
D/A
$60,720.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DUE DILIGENCE FEE