Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

QA3 FINANCIAL CORP.
14754
RONNIE L. LUNDY, JR.
4060961
QA3 FINANCIAL CORP.
14754
RON LUNDY
4060961
QA3 FINANCIAL CORPORATION
14754
RON LUNDY
4060961
QA3 FINANCIAL
14754
RON LUNDY
4060961
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2012-10-12
D/A
$2,800,000.00
Yes
$0.00
No
2010-11-16
D/A
$454,207.00
Yes
$0.00
Yes
2010-11-12
D/A
$176,400.00
Yes
$0.00
Yes
2010-11-01
D/A
$87,300.00
Yes
$0.00
Yes
2010-10-14
D/A
$22,500.00
Yes
$0.00
Yes
2010-09-23
D/A
$6,000,000.00
Yes
$0.00
Yes
2010-08-02
D/A
$6,000,000.00
Yes
$0.00
Yes
2010-06-24
D/A
$5,250,000.00
Yes
$0.00
No
ESTIMATED TO BE PAID BASED ON TOTAL OFFERING AMOUNT
2010-06-16
D/A
$5,250,000.00
Yes
$0.00
No
ESTIMATED TO BE PAID BASED ON TOTAL OFFERING AMOUNT
2010-06-14
D/A
$6,000,000.00
Yes
$0.00
Yes
2010-06-04
D/A
$6,000,000.00
Yes
$0.00
Yes
2010-05-13
D/A
$5,250,000.00
Yes
$0.00
No
ESTIMATED TO BE PAID BASED ON TOTAL OFFERING AMOUNT
2010-03-18
D/A
$6,000,000.00
Yes
$0.00
Yes
2010-02-17
D/A
$2,800,000.00
Yes
$0.00
No
2010-01-19
D/A
$2,800,000.00
Yes
$0.00
No
2010-01-19
D/A
$2,800,000.00
Yes
$0.00
No