Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

ADVANCED EQUITIES INC.
35545
SANDINO NAPOLIS
4048454
ADVANCED EQUITIES INC.
35545
SANDINO NAPOLIS
4048454
ADVANCED EQUITIES INC.
35545
SANDINO NAPOLIS
4048454
ADVANCED EQUITIES INC.
35545
SANDINO NAPOLIS
4048454
ADVANCED EQUITIES, INC.
35545
SANDINO NAPOLIS
4048454
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2012-04-27
D/A
$116,184.00
No
$0.00
No
2012-04-27
D/A
$181,526.00
No
$0.00
No
2012-04-13
D/A
$102,684.00
No
$0.00
No
2012-04-05
D/A
$110,535.00
No
$0.00
No
2012-03-28
D/A
$43,754.00
No
$0.00
No
2012-03-21
D
$95,034.00
No
$0.00
No
2012-01-06
D/A
$1,258,355.00
No
$0.00
No
2011-12-05
D/A
$1,042,681.00
No
$0.00
No
2011-11-29
D/A
$1,034,505.00
No
$0.00
No
2011-11-29
D/A
$53,898.00
No
$0.00
No
2011-10-31
D/A
$873,890.00
No
$0.00
No
2011-09-30
D/A
$48,232.00
No
$0.00
No
2011-09-26
D/A
$48,232.00
No
$0.00
No
2011-08-10
D/A
$26,462.00
No
$0.00
No
2011-08-01
D/A
$21,962.00
No
$0.00
No
2011-07-26
D/A
$17,462.00
No
$0.00
No
2011-07-19
D/A
$11,830.00
No
$0.00
No
2011-07-12
D
$1,500.00
No
$0.00
No
2011-07-07
D/A
$101,838.00
No
$0.00
No
2011-05-31
D
$74,397.00
No
$0.00
No
2011-03-16
D/A
$214,339.00
No
$0.00
No
2011-03-07
D/A
$183,264.00
No
$0.00
No
2011-02-28
D
$18,560.00
No
$0.00
No
2011-02-14
D/A
$123,660.00
No
$0.00
No
2011-02-07
D/A
$68,343.00
No
$0.00
No
2011-01-31
D
$26,405.00
No
$0.00
No
2011-01-25
D/A
$1,026,016.00
No
$0.00
No
2010-12-27
D/A
$601,536.00
No
$0.00
No
2010-12-27
D/A
$318,522.00
No
$0.00
No
2010-12-20
D
$2,700.00
No
$0.00
No
2010-12-09
D/A
$436,892.00
No
$0.00
No
2010-11-08
D/A
$24,601.00
No
$0.00
No
2010-10-06
D/A
$147,367.00
No
$0.00
No
2010-10-05
D/A
$10,290.00
No
$0.00
No
2010-09-13
D/A
$61,783.00
No
$0.00
No
2010-09-13
D/A
$29,928.00
No
$0.00
No
2010-08-26
D/A
$126,210.00
No
$0.00
No
2010-08-10
D/A
$23,931.00
No
$0.00
No
2010-08-09
D/A
$22,233.00
No
$0.00
No
2010-08-09
D/A
$51,452.00
No
$0.00
No
2010-07-22
D/A
$17,261.00
No
$0.00
No
2010-06-14
D/A
$574,658.00
No
$0.00
No
2010-06-09
D/A
$249,605.00
No
$0.00
No
2010-06-08
D/A
$552,739.00
No
$0.00
No
2010-05-28
D
$7,584.00
No
$0.00
No
2010-05-28
D/A
$7,584.00
No
$0.00
No
2010-05-27
D/A
$169,709.00
No
$0.00
No
2010-05-26
D/A
$105,814.00
No
$0.00
No
2010-05-21
D
$264,937.00
No
$0.00
No
2010-05-20
D
$129,016.00
No
$0.00
No
2010-05-11
D
$16,584.00
No
$0.00
No
2010-05-06
D/A
$110,229.00
No
$0.00
No
2010-03-16
D/A
$1,432,329.00
Yes
$0.00
No
2010-03-04
D/A
$1,334,908.00
Yes
$0.00
No
2010-02-19
D/A
$948,147.00
Yes
$0.00
No
2010-01-14
D/A
$736,776.00
Yes
$0.00
No
2009-12-21
D/A
$341,960.00
Yes
$0.00
No
2009-12-21
D/A
$557,508.00
Yes
$0.00
No
2009-11-16
D/A
$413,496.00
Yes
$0.00
No
2009-11-05
D/A
$294,229.00
Yes
$0.00
No
2009-10-26
D/A
$256,093.00
Yes
$0.00
No
2009-10-16
D/A
$152,144.00
Yes
$0.00
No
2009-10-09
D/A
$112,718.00
Yes
$0.00
No
2009-09-29
D
$54,208.00
Yes
$0.00
No