Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

THOMAS PERKIN
4016951
PAPAMARKOU WELLNER + COMPANY, INC.
10963
PAPAMARKOU WELLNER + CO., INC.
10963
THORNE L. PERKIN
4016951
THORNE PERKIN
4016951
PAPAMARKOU WELLNER + COMPANY, INC.
10963
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2024-12-30
D/A
$330,000.00
No
$0.00
No
2024-12-30
D/A
$30,000.00
No
$0.00
No
2023-12-29
D/A
$30,000.00
No
$0.00
No
2023-12-29
D/A
$330,000.00
No
$0.00
No
2023-01-05
D/A
$330,000.00
No
$0.00
No
2023-01-05
D/A
$30,000.00
No
$0.00
No
2022-01-07
D/A
$330,000.00
No
$0.00
No
2022-01-07
D/A
$30,000.00
No
$0.00
No
2018-02-16
D/A
$9,031.00
No
$0.00
No
2017-02-17
D/A
$19,480.00
No
$0.00
No
2016-02-18
D/A
$29,416.00
No
$0.00
No
2015-02-18
D/A
$35,336.00
No
$0.00
No
2015-02-18
D/A
$467,591.00
No
$0.00
No
2015-01-23
D/A
$0.00
Yes
$0.00
Yes
THE PERSONS LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATES) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION
2014-02-18
D/A
$510,048.00
No
$0.00
No
2014-02-18
D/A
$48,288.00
No
$0.00
No
2014-01-29
D/A
$0.00
Yes
$0.00
Yes
THE PERSONS LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2013-02-19
D/A
$48,607.00
No
$0.00
No
2013-02-19
D/A
$341,912.00
No
$0.00
No
2013-01-29
D/A
$0.00
Yes
$0.00
Yes
THE PERSONS LISTED IN ITEM 12 ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2012-02-23
D/A
$45,199.00
No
$0.00
No
2012-02-23
D/A
$253,406.00
No
$0.00
No
2012-02-17
D/A
$0.00
Yes
$0.00
Yes
THE PERSONS LISTED IN ITEM 12 ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.