Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

LINSCO/PRIVATE LEDGER
6413
PETER T. SCOTT
4013005
PURSHE KAPLAN STERLING INVESTMENTS
35747
PETER T. SCOTT
4013005
MMA SECURITIES
44254
PETER T. SCOTT
4013005
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-12-10
D
$96,029,555.00
No
$0.00
No
2024-12-17
D
$98,449,428.00
No
$0.00
No
2023-12-20
D
$86,385,464.00
No
$0.00
No
2022-12-28
D
$67,543,370.00
No
$0.00
No
2021-12-09
D
$70,197,921.00
No
$0.00
No
2020-12-30
D
$139,838,854.00
No
$0.00
No
2019-12-12
D
$118,173,048.00
No
$0.00
No
2018-12-11
D
$102,911,926.00
No
$0.00
No
2017-12-19
D
$78,942,257.00
No
$0.00
No
2016-12-14
D
$60,326,369.00
No
$0.00
No
2015-12-11
D
$19,229,555.00
No
$0.00
No
2014-12-17
D/A
$13,619,048.00
No
$0.00
No
2013-12-11
D
$8,786,952.00
No
$0.00
No
2012-12-31
D
$6,096,669.00
No
$0.00
No