Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

SILVER LEAF PARTNERS, LLC
126694
BRENT WILLIAM GUY
4007951
SILVER LEAF PARTNERS, LLC
126694
BRENT WILLIAM GUY
4007951
SILVER LEAF PARTNERS, LLC
126694
BRENT WILLIAM GUY
4007951
SILVER LEAF PARTNERS, LLC
126694
BRENT WILLIAM GUY
4007951
Companies
Company Name
POINT DEFIANCE MICROCAP FUND, LP
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2020-06-08
D
$11,269.00
Yes
$0.00
No
COMPENSATION IS PAID BY THE ISSUER-S GENERAL PARTNER TO 3RD PARTY MARKETER FOR INTRODUCTION OF CLIENTS AS INVESTORS IN OUR COMMINGLED VEHICLE. COMMISSION AMOUNT REFLECTED REPRESENTS 12 MONTHS ENDING JUNE 30 (2020) AND INCLUDES 2019 INCENTIVE.
2019-05-29
D
$10,209.00
Yes
$0.00
No
COMPENSATION IS PAID BY THE ISSUER-S GENERAL PARTNER TO 3RD PARTY MARKETER FOR INTRODUCTION OF CLIENTS AS INVESTORS IN OUR COMMINGLED VEHICLE. COMMISSION AMOUNT REFLECTED REPRESENTS 12 MONTHS ENDING JUNE 30 (2019) AND INCLUDES 2018 INCENTIVE.
2018-06-12
D
$7,683.00
Yes
$0.00
No
COMPENSATION IS PAID BY THE ISSUER-S GENERAL PARTNER TO 3RD PARTY MARKETER FOR INTRODUCTION OF CLIENTS AS INVESTORS IN OUR COMMINGLED VEHICLE. COMMISSION AMOUNT REFLECTED REPRESENTS 12 MONTHS ENDING JUNE 30 (2018) AND INCLUDES 2017 INCENTIVE.
2017-06-12
D
$16,539.00
Yes
$0.00
No
COMPENSATION IS PAID BY THE ISSUER-S GENERAL PARTNER TO 3RD PARTY MARKETER FOR INTRODUCTION OF CLIENTS AS INVESTORS IN OUR COMMINGLED VEHICLE. COMMISSION AMOUNT REFLECTED REPRESENTS 12 MONTHS ENDING JUNE 30 (2017) AND INCLUDES 2016 INCENTIVE.
2016-06-09
D/A
$43,646.00
Yes
$0.00
No
COMPENSATION IS PAID BY THE ISSUER-S GENERAL PARTNER TO 3RD PARTY MARKETER FOR INTRODUCTION OF CLIENTS AS INVESTORS IN OUR COMMINGLED VEHICLE. COMMISSION AMOUNT REFLECTED REPRESENTS 12 MONTHS ENDING JUNE 30 (2016) AND INCLUDES 2015 INCENTIVE.
2015-06-11
D/A
$12,722.00
Yes
$0.00
No
COMPENSATION IS PAID BY THE ISSUER-S GENERAL PARTNER TO 3RD PARTY MARKETER FOR INTRODUCTION OF CLIENTS AS INVESTORS IN OUR COMMINGLED VEHICLE. COMMISSION AMOUNT REFLECTED REPRESENTS 12 MONTHS ENDING JUNE 30 (2014) AND INCLUDES 2013 INCENTIVE.
2014-06-12
D/A
$12,552.00
Yes
$0.00
No
COMPENSATION IS PAID BY THE ISSUER-S GENERAL PARTNER TO 3RD PARTY MARKETER FOR INTRODUCTION OF CLIENTS AS INVESTORS IN OUR COMMINGLED VEHICLE. COMMISSION AMOUNT REFLECTED REPRESENTS 12 MONTHS ENDING JUNE 30 (2014) AND INCLUDES 2013 INCENTIVE.
2013-06-28
D/A
$650.00
Yes
$0.00
No
COMPENSATION IS TO 3RD PARTY MARKETER FOR INTRODUCTION OF CLIENTS AS INVESTORS IN OUR COMMINGLED VEHICLE.