Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CETERA ADVISORS LLC
10299
ROBERT P. MILLIGAN
4004228
CETERA ADVISORS LLC
10299
ROBERT P. MILLIGAN
4004228
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2017-08-11
D/A
$6,004,844.00
Yes
$0.00
No
2017-01-18
D/A
$6,004,844.00
Yes
$0.00
No
2016-09-15
D/A
$4,830,964.00
Yes
$0.00
No
AMOUNT INCLUDES SELLING COMMISSIONS, DEALER FEE AND PLACEMENT AGENT FEE.