Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CONCORDE INVESTMENT SERVICES, LLC
151604
SEAN WHALEN
4000934
CONCORDE INVESTMENT SERVICES, LLC
151604
SEAN WHALEN
4000934
CONCORDE INVESTMENT SERVICES, LLC
151604
SEAN WHALEN
4000934
CONCORDE INVESTMENT SERVICES, LLC
151604
SEAN WHALEN
4000934
CONCORDE INVESTMENT SERVICES, LLC
151604
SEAN WHALEN
4000934
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-10-14
D/A
$2,691,879.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER FEES THAT MAY BE PAID.
2025-09-26
D/A
$2,691,879.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER FEES THAT MAY BE PAID.
2025-09-12
D/A
$2,292,842.00
Yes
$0.00
No
2025-09-12
D/A
$6,172,045.00
Yes
$0.00
No
2025-09-12
D/A
$3,970,716.00
Yes
$0.00
No
2025-04-09
D/A
$5,998,697.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT FEES THAT MAY BE PAID.
2025-03-27
D/A
$5,998,697.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT FEES THAT MAY BE PAID.
2024-11-26
D/A
$3,549,469.00
Yes
$0.00
No
2024-11-26
D/A
$3,549,469.00
Yes
$0.00
No
2024-11-05
D/A
$3,549,469.00
Yes
$0.00
No
2024-11-05
D/A
$3,549,469.00
Yes
$0.00
No
2024-10-21
D/A
$3,549,469.00
Yes
$0.00
No
2024-10-21
D/A
$3,549,469.00
Yes
$0.00
No
2024-09-11
D/A
$3,549,469.00
Yes
$0.00
No
2024-09-11
D/A
$3,549,469.00
Yes
$0.00
No
2024-08-27
D/A
$3,549,469.00
Yes
$0.00
No
2024-08-27
D/A
$3,549,469.00
Yes
$0.00
No
2024-08-15
D/A
$3,267,882.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER FEES THAT MAY BE PAID.
2024-08-13
D/A
$3,549,469.00
Yes
$0.00
No
2024-08-13
D/A
$3,549,469.00
Yes
$0.00
No
2023-11-13
D/A
$3,970,716.00
Yes
$0.00
No
2023-11-13
D/A
$2,292,842.00
Yes
$0.00
No
2023-11-13
D/A
$6,172,045.00
Yes
$0.00
No
2023-09-05
D/A
$3,970,716.00
Yes
$0.00
No
2023-09-05
D/A
$2,292,842.00
Yes
$0.00
No
2023-08-18
D/A
$2,292,842.00
Yes
$0.00
No
2023-08-18
D/A
$3,970,716.00
Yes
$0.00
No
2023-08-09
D/A
$3,970,716.00
Yes
$0.00
No
2023-08-09
D/A
$2,292,842.00
Yes
$0.00
No
2023-07-06
D/A
$3,970,716.00
Yes
$0.00
No
2023-07-06
D/A
$2,292,842.00
Yes
$0.00
No
2023-07-06
D/A
$10,256,078.00
Yes
$0.00
No
2022-06-23
D/A
$16,250,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID.
2022-06-09
D/A
$16,250,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID.
2022-05-27
D/A
$16,250,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID.
2022-05-19
D/A
$16,250,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID.
2022-05-05
D/A
$16,250,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID.
2022-04-21
D/A
$16,250,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID.
2022-04-07
D/A
$16,250,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID.
2022-03-24
D/A
$16,250,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID.