Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

DOUGLAS SCOTT SECURITIES, INC.
39032
CURTIS BOYLES
4107470
DOUGLAS SCOTT SECURITIES, INC.
39032
LEIAN BURTTSCHELL
4163132
DOUGLAS SCOTT SECURITIES, INC.
39032
JEREMY MANN
4679255
DOUGLAS SCOTT SECURITIES, INC.
39032
JEFFREY MANN
2429708
DOUGLAS SCOTT SECURITIES, INC.
39032
STEVE STERN
1272540
DOUGLAS SCOTT SECURITIES, INC,
39032
DOUGLAS SCOTT SECURITIES INC
39032
DOUGLAS SCOTT SECURITIES INC
39032
ALL FINRA REGISTERED REPRESENTATIVES
39032
DOUGLAS SCOTT SECURITIES INC
39032
ALL FINRA REGISTERED REPS
39032
DOUGLAS SCOTT SECURITIES
39032
JEFFREY MANN
2429708
DOUGLAS SCOTT SECURITIES
39032
STEPHEN STERN
1272540
DOUGLAS SCOTT SECURITIES
39032
JAMES BEYNON
5766349
DOUGLAS SCOTT SECURITIES INC
39032
JAMES BEYNON
5766349
DOUGLAS SCOTT SECURITIES INC
39032
STEPHEN STEVE
1272540
DOUGLAS SCOTT SECURITIES INC
39032
CRAIG NALL
7731358
DOUGLAS SCOTT SECURITIES INC
39032
MATTHEW AUGUSTINE
7831610
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2024-05-29
D
$106,932.00
No
$0.00
No
2022-01-03
D
$124,610.00
No
$0.00
No
2021-11-29
D
$273,932.00
No
$0.00
No
2021-08-30
D
$786,370.00
No
$0.00
No
2021-05-21
D
$84,856.00
No
$0.00
No
2021-03-29
D
$145,200.00
No
$0.00
No
2021-02-24
D
$132,000.00
No
$0.00
No
2018-01-23
D/A
$13,902.00
No
$0.00
No
2018-01-23
D/A
$38,102.00
No
$0.00
No
2018-01-23
D/A
$113,588.00
Yes
$0.00
No
2018-01-23
D/A
$44,960.00
No
$0.00
No
2018-01-23
D/A
$5,525.00
No
$0.00
No
2012-12-04
D
$60,123.00
No
$0.00
No
SALES COMMISSIONS + DUE DILIGENCE FEES
2011-03-08
D/A
$480,000.00
No
$0.00
No