Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

REGISTER FINANICAL ASSOCIATES, INC.
30568
GEORGE REGISTER
373031
Companies
Company Name
PLYMOUTH ROCK FUND L P
People
Name
KAY TORSHEN
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2014-04-03
D/A
$22,133.00
Yes
$0.00
No
THE COMMISSIONS REPORTED ARE FOR FYE 2013 ONLY. THE ISSUER DOES NOT PAY SALES COMMISSIONS. IF AN INVESTOR IS INTRODUCED TO THE ISSUER BY THE PERSONS LISTED IN ITEM 12, THOSE PERSONS MAY BE PAID SALES COMPENSATION BY THE GENERAL PARTNER OF THE ISSUER.
2013-04-03
D/A
$24,525.00
Yes
$0.00
No
THE COMMISSIONS REPORTED ARE FOR FYE 2012 ONLY. THE ISSUER DOES NOT PAY SALES COMMISSIONS. IF AN INVESTOR IS INTRODUCED TO THE ISSUER BY THE PERSONS LISTED IN ITEM 12, THOSE PERSONS MAY BE PAID SALES COMPENSATION BY THE GENERAL PARTNER OF THE ISSUER.