Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
3725
N/A
NONE
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2013-10-10
D/A
$0.00
No
$0.00
No
2013-10-10
D/A
$0.00
No
$0.00
No
2012-11-09
D/A
$0.00
No
$0.00
No
2012-11-09
D/A
$0.00
No
$0.00
No
2012-10-10
D
$0.00
No
$0.00
No
2012-07-17
D
$0.00
No
$0.00
No
2012-07-17
D
$0.00
No
$0.00
No
2012-04-26
D/A
$0.00
No
$0.00
No
2012-04-26
D/A
$0.00
No
$0.00
No
2011-11-17
D/A
$0.00
No
$0.00
No
2011-11-17
D/A
$0.00
No
$0.00
No
2011-06-14
D
$0.00
No
$0.00
No
2011-05-05
D
$0.00
No
$0.00
No
2011-01-19
D
$0.00
No
$0.00
No
2010-11-19
D
$0.00
No
$0.00
No
2010-06-11
D
$0.00
No
$0.00
No