Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
INTERACTIVE BROKERS LLC
36418
NONE
NONE
INTERACTIVE BROKERS
36418
KENNETH LYNCH
168225
INTERACTIVE BROKERS LLC
36418
AFAME ONWUKA
NONE
NONE
NONE
FINTRON INVEST LLC
36418
NONE
NONE
INTERACTIVE BROKERS LLC
36418
NONE
NONE
FINTRON LLC
36418
NONE
NONE
FINTRON INVEST LLC
36418
INTERACTIVE BROKERS LLC.
36418
AFAME W. ONWUKA
NONE
NONE
NONE
INTERACTIVE BROKERS LLC
36418
INTERACTIVE BROKERS
36418
POWER MARK CAPITAL LLC
NONE
INTERACTIVE BROKERS LLC
36418
LEVO FUND ADVISER, LLC
314370
NONE
NONE
FINTRON INVEST, LLC
36418
NONE
NONE
INTERACTIVE BROKERS LLC
36418
INTERACTIVE BROKERS LLC
36418
INTELNEURON LLC
317700
NONE
NONE
INTERACTIVE BROKERS
36418
INTERACTIVE BROKERS LLC
36418
INTELNEURON LLC
317700
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$0.00
No
$0.00
No
ALL THE INVESTORS HAVE COME VIA PERSONAL CONTACTS AND THERE IS NO PLAN TO HAVE FINDERS OR SALES PEOPLE.
D
$0.00
No
$0.00
No
ALL THE INVESTORS HAVE COME VIA PERSONAL CONTACTS AND THERE IS NO PLAN TO HAVE FINDERS OR SALES PEOPLE.
D/A
$15,548.00
No
$0.00
No
THE ISSUER PAID A COMMISSION OF $1 PER $100,000 PRINCIPAL AMOUNT OF NOTES TO INTERACTIVE BROKERS LLC, THE ISSUER-S BROKER-DEALER AFFILIATE.
D
$175.00
No
$0.00
No
THE ISSUER PAID A COMMISSION OF $1 PER $100,000 PRINCIPAL AMOUNT OF NOTES TO INTERACTIVE BROKERS LLC, THE ISSUER-S BROKER-DEALER AFFILIATE.
D
$0.00
Yes
$0.00
Yes
A PERCENTAGE OF AN INVESTMENT MAY BE USED TO PAY SALES FEES OR CHARGES TO AN INTRODUCING BROKER/DEALER, ON A FULLY DISCLOSED BASIS.
D
$12,046.00
No
$0.00
No
THE PURCHASERS PAID A COMMISSION OF $1 PER $1,000 PRINCIPAL AMOUNT OF NOTES TO INTERACTIVE BROKERS LLC, THE ISSUERS- BROKER-DEALER AFFILIATE. BECAUSE THE COMMISSION WAS NOT AN EXPENSE TO THE ISSUER, IT HAS NOT BEEN INCLUDED IN THE TOTAL LINE ABOVE.
D
$29,154.00
No
$0.00
No
THE PURCHASERS PAID A COMMISSION OF $1 PER $1,000 PRINCIPAL AMOUNT OF NOTES TO INTERACTIVE BROKERS LLC, THE ISSUERS- BROKER-DEALER AFFILIATE. BECAUSE THE COMMISSION WAS NOT AN EXPENSE TO THE ISSUER, IT HAS NOT BEEN INCLUDED IN THE TOTAL LINE ABOVE.
D
$28,807.00
No
$0.00
No
THE PURCHASERS PAID A COMMISSION OF $1 PER $1,000 PRINCIPAL AMOUNT OF NOTES TO INTERACTIVE BROKERS LLC, THE ISSUERS- BROKER-DEALER AFFILIATE. BECAUSE THE COMMISSION WAS NOT AN EXPENSE TO THE ISSUER, IT HAS NOT BEEN INCLUDED IN THE TOTAL LINE ABOVE.
D
$25,412.00
No
$0.00
No
THE PURCHASERS PAID A COMMISSION OF $1 PER $1,000 PRINCIPAL AMOUNT OF NOTES TO INTERACTIVE BROKERS LLC, THE ISSUERS- BROKER-DEALER AFFILIATE. BECAUSE THE COMMISSION WAS NOT AN EXPENSE TO THE ISSUER, IT HAS NOT BEEN INCLUDED IN THE TOTAL LINE ABOVE.
D
$28,265.00
No
$0.00
No
THE PURCHASERS PAID A COMMISSION OF $1 PER $1,000 PRINCIPAL AMOUNT OF NOTES TO INTERACTIVE BROKERS LLC, THE ISSUERS- BROKER-DEALER AFFILIATE. BECAUSE THE COMMISSION WAS NOT AN EXPENSE TO THE ISSUER, IT HAS NOT BEEN INCLUDED IN THE TOTAL LINE ABOVE.
D
$21,954.00
No
$0.00
No
THE PURCHASERS PAID A COMMISSION OF $1 PER $1,000 PRINCIPAL AMOUNT OF NOTES TO INTERACTIVE BROKERS LLC, THE ISSUERS- BROKER-DEALER AFFILIATE. BECAUSE THE COMMISSION WAS NOT AN EXPENSE TO THE ISSUER, IT HAS NOT BEEN INCLUDED IN THE TOTAL LINE ABOVE.
D
$30,387.00
No
$0.00
No
THE PURCHASERS PAID A COMMISSION OF $1 PER $1,000 PRINCIPAL AMOUNT OF NOTES TO INTERACTIVE BROKERS LLC, THE ISSUERS- BROKER-DEALER AFFILIATE. BECAUSE THE COMMISSION WAS NOT AN EXPENSE TO THE ISSUER, IT HAS NOT BEEN INCLUDED IN THE TOTAL LINE ABOVE.
D
$47,055.00
No
$0.00
No
THE PURCHASERS PAID A COMMISSION OF $1 PER $1,000 PRINCIPAL AMOUNT OF NOTES TO INTERACTIVE BROKERS LLC, THE ISSUERS- BROKER-DEALER AFFILIATE. BECAUSE THE COMMISSION WAS NOT AN EXPENSE TO THE ISSUER, IT HAS NOT BEEN INCLUDED IN THE TOTAL LINE ABOVE.
D
$43,534.00
No
$0.00
No
THE PURCHASERS PAID A COMMISSION OF $1 PER $1,000 PRINCIPAL AMOUNT OF NOTES TO INTERACTIVE BROKERS LLC, THE ISSUERS- BROKER-DEALER AFFILIATE. BECAUSE THE COMMISSION WAS NOT AN EXPENSE TO THE ISSUER, IT HAS NOT BEEN INCLUDED IN THE TOTAL LINE ABOVE.
D
$47,987.00
No
$0.00
No
THE PURCHASERS PAID A COMMISSION OF $1 PER $1,000 PRINCIPAL AMOUNT OF NOTES TO INTERACTIVE BROKERS LLC, THE ISSUERS- BROKER-DEALER AFFILIATE. BECAUSE THE COMMISSION WAS NOT AN EXPENSE TO THE ISSUER, IT HAS NOT BEEN INCLUDED IN THE TOTAL LINE ABOVE.
D
$47,934.00
No
$0.00
No
THE PURCHASERS PAID A COMMISSION OF $1 PER $1,000 PRINCIPAL AMOUNT OF NOTES TO INTERACTIVE BROKERS LLC, THE ISSUERS- BROKER-DEALER AFFILIATE. BECAUSE THE COMMISSION WAS NOT AN EXPENSE TO THE ISSUER, IT HAS NOT BEEN INCLUDED IN THE TOTAL LINE ABOVE.
D
$46,949.00
No
$0.00
No
THE PURCHASERS PAID A COMMISSION OF $1 PER $1,000 PRINCIPAL AMOUNT OF NOTES TO INTERACTIVE BROKERS LLC, THE ISSUERS- BROKER-DEALER AFFILIATE. BECAUSE THE COMMISSION WAS NOT AN EXPENSE TO THE ISSUER, IT HAS NOT BEEN INCLUDED IN THE TOTAL LINE ABOVE.
D
$42,189.00
No
$0.00
No
THE PURCHASERS PAID A COMMISSION OF $1 PER $1,000 PRINCIPAL AMOUNT OF NOTES TO INTERACTIVE BROKERS LLC, THE ISSUERS- BROKER-DEALER AFFILIATE. BECAUSE THE COMMISSION WAS NOT AN EXPENSE TO THE ISSUER, IT HAS NOT BEEN INCLUDED IN THE TOTAL LINE ABOVE.
D
$46,610.00
No
$0.00
No
THE PURCHASERS PAID A COMMISSION OF $1 PER $1,000 PRINCIPAL AMOUNT OF NOTES TO INTERACTIVE BROKERS LLC, THE ISSUERS- BROKER-DEALER AFFILIATE. BECAUSE THE COMMISSION WAS NOT AN EXPENSE TO THE ISSUER, IT HAS NOT BEEN INCLUDED IN THE TOTAL LINE ABOVE.
D
$41,585.00
No
$0.00
No
THE PURCHASERS PAID A COMMISSION OF $1 PER $1,000 PRINCIPAL AMOUNT OF NOTES TO INTERACTIVE BROKERS LLC, THE ISSUERS- BROKER-DEALER AFFILIATE. BECAUSE THE COMMISSION WAS NOT AN EXPENSE TO THE ISSUER, IT HAS NOT BEEN INCLUDED IN THE TOTAL LINE ABOVE.
D
$45,406.00
No
$0.00
No
THE PURCHASERS PAID A COMMISSION OF $1 PER $1,000 PRINCIPAL AMOUNT OF NOTES TO INTERACTIVE BROKERS LLC, THE ISSUERS- BROKER-DEALER AFFILIATE. BECAUSE THE COMMISSION WAS NOT AN EXPENSE TO THE ISSUER, IT HAS NOT BEEN INCLUDED IN THE TOTAL LINE ABOVE.
D
$55,698.00
No
$0.00
No
THE PURCHASERS PAID A COMMISSION OF $1 PER $1,000 PRINCIPAL AMOUNT OF NOTES TO INTERACTIVE BROKERS LLC, THE ISSUERS- BROKER-DEALER AFFILIATE. BECAUSE THE COMMISSION WAS NOT AN EXPENSE TO THE ISSUER, IT HAS NOT BEEN INCLUDED IN THE TOTAL LINE ABOVE.
D
$50,434.00
No
$0.00
No
THE PURCHASERS PAID A COMMISSION OF $1 PER $1,000 PRINCIPAL AMOUNT OF NOTES TO INTERACTIVE BROKERS LLC, THE ISSUERS- BROKER-DEALER AFFILIATE. BECAUSE THE COMMISSION WAS NOT AN EXPENSE TO THE ISSUER, IT HAS NOT BEEN INCLUDED IN THE TOTAL LINE ABOVE.
D
$58,788.00
No
$0.00
No
THE PURCHASERS PAID A COMMISSION OF $1 PER $1,000 PRINCIPAL AMOUNT OF NOTES TO INTERACTIVE BROKERS LLC, THE ISSUERS- BROKER-DEALER AFFILIATE. BECAUSE THE COMMISSION WAS NOT AN EXPENSE TO THE ISSUER, IT HAS NOT BEEN INCLUDED IN THE TOTAL LINE ABOVE.
D
$50,758.00
No
$0.00
No
THE PURCHASERS PAID A COMMISSION OF $1 PER $1,000 PRINCIPAL AMOUNT OF NOTES TO INTERACTIVE BROKERS LLC, THE ISSUERS- BROKER-DEALER AFFILIATE. BECAUSE THE COMMISSION WAS NOT AN EXPENSE TO THE ISSUER, IT HAS NOT BEEN INCLUDED IN THE TOTAL LINE ABOVE.
D
$50,982.00
No
$0.00
No
THE PURCHASERS PAID A COMMISSION OF $1 PER $1,000 PRINCIPAL AMOUNT OF NOTES TO INTERACTIVE BROKERS LLC, THE ISSUERS- BROKER-DEALER AFFILIATE. BECAUSE THE COMMISSION WAS NOT AN EXPENSE TO THE ISSUER, IT HAS NOT BEEN INCLUDED IN THE TOTAL LINE ABOVE.
D
$58,064.00
No
$0.00
No
THE PURCHASERS PAID A COMMISSION OF $1 PER $1,000 PRINCIPAL AMOUNT OF NOTES TO INTERACTIVE BROKERS LLC, THE ISSUERS- BROKER-DEALER AFFILIATE. BECAUSE THE COMMISSION WAS NOT AN EXPENSE TO THE ISSUER, IT HAS NOT BEEN INCLUDED IN THE TOTAL LINE ABOVE.
D
$47,567.00
No
$0.00
No
THE PURCHASERS PAID A COMMISSION OF $1 PER $1,000 PRINCIPAL AMOUNT OF NOTES TO INTERACTIVE BROKERS LLC, THE ISSUERS- BROKER-DEALER AFFILIATE. BEACUSE THE COMMISSION WAS NOT AN EXPENSE TO THE ISSUER, IT HAS NOT BEEN INCLUDED IN THE TOTAL LINE ABOVE.
D
$53,899.00
No
$0.00
No
THE PURCHASERS PAID A COMMISSION OF $1 PER $1,000 PRINCIPAL AMOUNT OF NOTES TO INTERACTIVE BROKERS LLC, THE ISSUERS- BROKER-DEALER AFFILIATE. BEACUSE THE COMMISSION WAS NOT AN EXPENSE TO THE ISSUER, IT HAS NOT BEEN INCLUDED IN THE TOTAL LINE ABOVE.
D
$51,974.00
No
$0.00
No
THE PURCHASERS PAID A COMMISSION OF $1 PER $1,000 PRINCIPAL AMOUNT OF NOTES TO INTERACTIVE BROKERS LLC, THE ISSUERS- BROKER-DEALER AFFILIATE. BEACUSE THE COMMISSION WAS NOT AN EXPENSE TO THE ISSUER, IT HAS NOT BEEN INCLUDED IN THE TOTAL LINE ABOVE.
D
$44,744.00
No
$0.00
No
THE PURCHASERS PAID A COMMISSION OF $1 PER $1,000 PRINCIPAL AMOUNT OF NOTES TO INTERACTIVE BROKERS LLC, THE ISSUERS- BROKER-DEALER AFFILIATE. BEACUSE THE COMMISSION WAS NOT AN EXPENSE TO THE ISSUER, IT HAS NOT BEEN INCLUDED IN THE TOTAL LINE ABOVE.
D
$48,691.00
No
$0.00
No
THE PURCHASERS PAID A COMMISSION OF $1 PER $1,000 PRINCIPAL AMOUNT OF NOTES TO INTERACTIVE BROKERS LLC, THE ISSUERS- BROKER-DEALER AFFILIATE. BEACUSE THE COMMISSION WAS NOT AN EXPENSE TO THE ISSUER, IT HAS NOT BEEN INCLUDED IN THE TOTAL LINE ABOVE.
D
$47,620.00
No
$0.00
No
THE PURCHASERS PAID A COMMISSION OF $1 PER $1,000 PRINCIPAL AMOUNT OF NOTES TO INTERACTIVE BROKERS LLC, THE ISSUERS- BROKER-DEALER AFFILIATE. BEACUSE THE COMMISSION WAS NOT AN EXPENSE TO THE ISSUER, IT HAS NOT BEEN INCLUDED IN THE TOTAL LINE ABOVE.
D
$42,918.00
No
$0.00
No
THE PURCHASERS PAID A COMMISSION OF $1 PER $1,000 PRINCIPAL AMOUNT OF NOTES TO INTERACTIVE BROKERS LLC, THE ISSUERS- BROKER-DEALER AFFILIATE. BEACUSE THE COMMISSION WAS NOT AN EXPENSE TO THE ISSUER, IT HAS NOT BEEN INCLUDED IN THE TOTAL LINE ABOVE.
D
$45,978.00
No
$0.00
No
THE PURCHASERS PAID A COMMISSION OF $1 PER $1,000 PRINCIPAL AMOUNT OF NOTES TO INTERACTIVE BROKERS LLC, THE ISSUERS- BROKER-DEALER AFFILIATE. BEACUSE THE COMMISSION WAS NOT AN EXPENSE TO THE ISSUER, IT HAS NOT BEEN INCLUDED IN THE TOTAL LINE ABOVE.
D
$45,495.00
No
$0.00
No
THE PURCHASERS PAID A COMMISSION OF $1 PER $1,000 PRINCIPAL AMOUNT OF NOTES TO INTERACTIVE BROKERS LLC, THE ISSUERS- BROKER-DEALER AFFILIATE. BEACUSE THE COMMISSION WAS NOT AN EXPENSE TO THE ISSUER, IT HAS NOT BEEN INCLUDED IN THE TOTAL LINE ABOVE.
D
$34,786.00
No
$0.00
No
THE PURCHASERS PAID A COMMISSION OF $1 PER $1,000 PRINCIPAL AMOUNT OF NOTES TO INTERACTIVE BROKERS LLC, THE ISSUERS- BROKER-DEALER AFFILIATE. BEACUSE THE COMMISSION WAS NOT AN EXPENSE TO THE ISSUER, IT HAS NOT BEEN INCLUDED IN THE TOTAL LINE ABOVE.
D
$36,206.00
No
$0.00
No
THE PURCHASERS PAID A COMMISSION OF $1 PER $1,000 PRINCIPAL AMOUNT OF NOTES TO INTERACTIVE BROKERS LLC, THE ISSUERS- BROKER-DEALER AFFILIATE. BEACUSE THE COMMISSION WAS NOT AN EXPENSE TO THE ISSUER, IT HAS NOT BEEN INCLUDED IN THE TOTAL LINE ABOVE.
D
$36,757.00
No
$0.00
No
THE PURCHASERS PAD A COMMISSIONOF $1 PER $1,000 PRINCIPAL AMOUNT OF NOTES TO INTERACTIVE BROKERS LLC, THE ISSUERS- BROKER-DEALER AFFILIATE. BECAUSE THE COMMISSION WAS NOT AN EXPENSE TO THE ISSUERS, IT HAS NOT BEEN INCLUDED IN THE TOTAL LINE ABOVE.
