Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

COKER + PALMER, INC.
29163
JAMES Y. PALMER
355620
COKER + PALMER, INC.
29163
JAMES YOUNG PALMER
355620
JAMES Y. PALMER
355620
COKER, PALMER, INC.
29163
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2012-03-05
D
$120,000.00
Yes
$0.00
No
PLACEMENT AGENTS WILL BE PAID 6% OF GROSS OFFERING PROCEEDS. ABOVE AMOUNT IS BASED UPON TOTAL SALES OF $2,000,000. THESE AMOUNTS ARE ADDITIONALLY REFLECTED IN ITEM 16.
2012-02-27
D
$180,000.00
No
$0.00
No
THE PLACEMENT AGENT WILL RECEIVE A COMMISSION EQUAL TO 6% OF THE TOTAL AMOUNT SOLD IN THE OFFERING. IF THE PLACEMENT AGENT SELLS $3,000,000, THEN THE PLACEMENT AGENT-S TOTAL COMMISSIONS WILL EQUAL $180,000.
2011-10-07
D
$42,000.00
No
$0.00
No
2011-04-22
D/A
$31,500.00
Yes
$0.00
No
2010-09-23
D
$120,000.00
Yes
$0.00
No
ASSUMING AN OFFERING OF $4M, COKER + PALMER WILL RECEIVE A PROFITS INTEREST EQUAL TO 1% OF ISSUER-S INCOME, LOSS AND TAX ITEMS AND 1% OF THE DISTRIBUTIONS INVESTORS IN THIS OFFERING WOULD BE ENTITLED AFTER INVESTORS GET THE PRICE PAID FOR THEIR INVESTMENT