Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

IMS SECURITIES INC,
35556
IMS SECURITIES INC,
35556
IMS SECURITIES
35556
IMS SECURITIES
35556
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2015-02-25
D
$1,437,500.00
Yes
$0.00
No
ESTIMATE OF COMMISSIONS TO BE PAID IN THE FUTURE IF ALL REMAINING EQUITY INTERESTS ARE SOLD THROUGH BROKER-DEALER
2012-10-12
D
$700,000.00
Yes
$0.00
No