Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

ROUND HILL SECURITIES, INC
35223
STEVEN GUMINS
1025841
ROUND HILL SECURITIES, INC
35223
STEVEN GUMINS
1025841
Companies
Company Name
PASSPORT I LP
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2014-10-17
D/A
$0.00
No
$0.00
No
2013-10-22
D/A
$0.00
No
$0.00
No
2012-10-26
D/A
$0.00
No
$0.00
No
2011-01-03
D/A
$0.00
No
$0.00
No
SOLICITOR COMMISSION IS CALCULATED AS A PERCENTAGE OF THE MGMT FEE AND INCENT FEE COLLECTED BY THE INVESTMENT MANAGER AND RELATED ENTITIES.
2010-09-15
D/A
$0.00
No
$0.00
No
SOLICITOR COMMISSION IS CALCULATED AS A PERCENTAGE OF THE MGMT FEE AND INCENT FEE COLLECTED BY THE INVESTMENT MANAGER AND RELATED ENTITIES.
2009-09-16
D/A
$0.00
No
$0.00
No
SOLICITOR COMMISSION IS CALCULATED AS A PERCENTAGE OF THE MGMT FEE AND INCENT FEE COLLECTED BY THE INVESTMENT MANAGER AND RELATED ENTITIES.