Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
TROY INVESTMENT ASSOCIATES, INC.
34872
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2011-08-02
D/A
$1,618,837.00
No
$0.00
No
2011-05-31
D/A
$1,494,109.00
Yes
$0.00
No
2011-05-31
D/A
$1,494,109.00
Yes
$0.00
No
2011-04-20
D
$1,310,358.00
Yes
$0.00
No
2010-09-01
D/A
$0.00
No
$500,000.00
No
2010-09-01
D/A
$0.00
No
$500,000.00
No
2010-08-04
D
$0.00
No
$500,000.00
No