Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
ADAM JOHN FOUNTAIN
3258431
BROADMARK CAPITAL, LLC
118028
ADAM J. FOUNTAIN
3258431
BROADMARK CAPITAL, LLC
118028
ADAM FOUNTAIN
3258431
BROADMARKK CAPITAL
118028
ADAM FOUNTAIN
3258431
BROADMARK CAPITAL
118028
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$300,000.00
Yes
$0.00
No
UP TO 10% SALES COMMISSIONS ON NEW CAPITAL RAISED IN THE OFFERING. SALES COMMISSIONS EXCLUDE CONVERSION OF EXISTING DEBT AND EQUITY.
D/A
$300,000.00
Yes
$0.00
No
UP TO 10% SALES COMMISSIONS ON NEW CAPITAL RAISED IN THE OFFERING. SALES COMMISSIONS EXCLUDE CONVERSION OF EXISTING DEBT AND EQUITY.
D
$300,000.00
No
$0.00
No
UP TO 10% SALES COMMISSIONS ON NEW CAPITAL RAISED IN THE OFFERING. SALES COMMISSIONS EXCLUDE CONVERSION OF EXISTING DEBT AND EQUITY.
D/A
$0.00
No
$79,337.00
Yes
FINDERS- FEE IS PAYABLE BY (A) $60,000 CASH PAYMENT AND (B) THE ISSUANCE OF WARRANTS TO PURCHASE SHARES CAPITAL STOCK
D
$0.00
No
$137,330.00
Yes
FINDERS- FEE IS PAYABLE BY (A) $60,000 CASH PAYMENT AND (B) THE ISSUANCE OF WARRANTS TO PURCHASE SHARES CAPITAL STOCK
D/A
$18,950.00
No
$0.00
No
THE COMPANY PAID BROADMARK CAPITAL, LLC A CASH PLACEMENT FEE OF 5% OF THE FINANCING UP TO $250,000 AND 5% OF THE NUMBER OF UNITS SOLD IN THE FINANCING IN WARRANTS FOR SALES PRIOR TO 12/1/12. THE ENGAGEMENT WITH BROADMARK TERMINATED ON 12/1/12.
D/A
$0.00
No
$250,000.00
Yes
UPON CLOSING, THE COMPANY WILL PAY BROADMARK CAPITAL, LLC A CASH PLACEMENT FEE OF 5% OF THE FINANCING UP TO $250,000 AND 5% OF THE NUMBER OF UNITS SOLD IN THE FINANCING IN WARRANTS.
D
$0.00
No
$250,000.00
Yes
UPON CLOSING, THE COMPANY WILL PAY BROADMARK CAPITAL, LLC A CASH PLACEMENT FEE OF 5% OF THE FINANCING UP TO $250,000 AND 5% OF THE NUMBER OF UNITS SOLD IN THE FINANCING IN WARRANTS.
