Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NATIONAL SECURITIES CORPORATION
7569
CRAIG M. GOUGIS
3258023
NATIONAL SECURITIES CORPORATION
7569
CRAIG M. GOUGIS
3258023
NATIONAL SECURITIES CORPORATION
7569
CRAIG M GOUGIS
3258023
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2019-06-24
D/A
$3,266,700.00
Yes
$0.00
No
2019-03-18
D/A
$3,266,700.00
Yes
$0.00
No
2018-12-11
D/A
$3,266,700.00
Yes
$0.00
No
2018-10-23
D/A
$3,266,700.00
Yes
$0.00
No
2018-07-27
D/A
$3,266,700.00
Yes
$0.00
No
2018-07-06
D/A
$3,266,700.00
Yes
$0.00
No
2018-04-20
D/A
$3,266,700.00
Yes
$0.00
No
2016-11-18
D/A
$603,177.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2016-10-11
D/A
$603,177.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.