Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
SALIENT CAPITAL, L.P.
147912
DAVID E. HICKS
3253023
SALIENT CAPITAL, L.P.
147912
DAVID HICKS
3253023
SALIENT CAPITAL L.P.
147912
DAVID E. HICKS
3253023
SALIENT CAPITAL, L.P.
147912
MATTHEW MONCRIEF
3253023
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$1,232,040.00
No
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$266,087.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$662,110.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$26,261.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE
ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$152,978.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$134,765.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$125,781.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$125,781.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$98,398.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$498,242.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$628,239.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION
TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$86,333.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$622,484.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION
TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$618,582.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION
TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$569,286.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION
TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$110,473.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$605,887.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION
TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$111,804.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$15,334.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE
ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$162,362.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$502,397.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION
TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$469,783.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION
TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$398,923.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION
TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$103,257.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$304,300.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION
TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$99,765.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$723,939.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$38,549.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$267,865.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION
TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$35,710.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$310,066.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION
TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$290,798.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION
TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$274,195.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION
TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$270,961.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION
TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$232,396.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION
TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$156,633.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$215,469.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION
TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$149,682.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$186,748.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION
TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D
$2,520.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE
ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$155,014.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION
TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$137,007.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION
TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$124,789.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION
TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$116,746.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION
TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$649,896.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$104,123.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION
TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$186,831.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$805,778.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$921,310.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$235,763.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$823,577.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$749,860.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$712,821.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$225,250.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$312,527.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$225,772.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$142,921.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$125,794.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$54,293.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$53,209.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$47,959.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
D/A
$32,521.00
Yes
$0.00
No
THE ISSUER-S ADVISOR, AN AFFILIATE, PAYS FROM ITS OWN RESOURCES (INCLUDING FROM AMOUNTS DISCLOSED IN ITEM 16) SALES COMPENSATION TO FINANCIAL INTERMEDIARIES WHO ASSIST WITH THE ISSUER-S PRIVATE PLACEMENT OF INTERESTS IN THE ESTIMATED ANNUAL AMOUNT ABOVE.
