Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CONTONE RESEARCH INC.
26314
SHRIRANG V. JEURKAR
3234999
SPENCER CLARKE LLC
41316
SHREE JEURKAR
3234999
CANTONE RESEARCH, INC.
26314
SHREE JEURKAR
3234999
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2014-09-22
D/A
$0.00
Yes
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS OF THE INVESTMENT MANAGER AND ITS AFFILIATES.
2013-09-20
D/A
$0.00
No
$0.00
No
2013-09-20
D/A
$0.00
No
$0.00
No
2013-09-20
D
$0.00
No
$0.00
No
2013-09-20
D/A
$0.00
No
$0.00
No
2013-09-20
D/A
$0.00
Yes
$1,586,077.00
Yes
2013-09-20
D/A
$0.00
No
$4,648,601.00
Yes