Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

THE STRATEGIC FINANCIAL ALLIANCE, INC.
126514
KEVIN W. CASSIDY
3208815
THE STRATEGIC FINANCIAL ALLIANCE, INC.
126514
KEVIN WILLIAM CASSIDY
3208815
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-09-17
D/A
$7,412,156.00
Yes
$0.00
No
2024-09-25
D/A
$3,116,566.00
Yes
$0.00
No
2024-01-09
D/A
$9,000,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER FEES THAT MAY BE PAID.
2023-12-21
D/A
$9,000,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER FEES THAT MAY BE PAID.
2023-12-12
D/A
$9,000,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER FEES THAT MAY BE PAID.
2023-11-22
D/A
$9,000,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER FEES THAT MAY BE PAID.
2023-07-11
D/A
$9,000,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER FEES THAT MAY BE PAID.
2023-06-27
D/A
$9,000,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER FEES THAT MAY BE PAID.