Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NFP SECURITIES, INC.
42046
KIRK PENLAND
3203257
NFP SECURITIES, INC.
42046
KIRK PENLAND
3203257
NFP SECUTITIES, INC.
42046
KIRK PENLAND
3203257
NFP SECURITIES, INC.
42046
KIRK PENLAND
3203257
USF SECURITIES
37942
KIRK PENLAND
3203257
NFP SECURITIES, INC.
42046
KIRK PENLAND
3203257
USF SECURITIES, L.P.
37942
KIRK PENLAND
3203257
NFP SECURITIES, INC.
42046
KIRK L. PENLAND
3203257
NFP SECURITIES INC
420446
KIRK PENLAND
3203257
NFP SECURITIES
42046
KIRK PENLAND
3203257
NFP SECURITIES
42046
KIRK PENLAND
3203257
NFP SECURITIES, INC.
42046
KIRK PENLAND
3203257
NFP SECURITIES, INC.
42046
KIRK PENLAND
3203257
LION STREET FINANCIAL, LLC
165828
KIRK PENLAND
3203257
LION STREET FINANCIAL, LLC
165828
KIRK PENLAND
3203257
NFP SECURITIES, INC.
42046
KIRK L. PENLAND
3203257
LION STREET FINANCIAL, LLC
165828
KIRK PENLAND
3203257
LION STREET FINANCIAL, LLC
165828
KIRK PENLAND
3203257
LION STREET FINANCIAL, LLC
165828
KIRK PENLAND
3203257
LION STREET FINANCIAL
165828
KIRK PENLAND
3203257
LION STREET FINANCIAL, LLC
42046
KIRK PENLAND
3203257
LION STREET FINANCIAL, LLC
165828
KIRK PENLAND
3203257
LION STREET FINANCIAL, LLC
165828
KIRK PENLAND
3203257
LION STREET FINANCIAL, LLC
165828
KIRK PENLAND
3203257
LION STREET FINANCIAL, LLC
165828
KIRK PENLAND
3203257
LION STREET FINANCIAL, LLC
165828
KIRK PENLAND
3203257
LION STREET FINANCIAL, LLC
165828
KIRK PENLAND
3203257
KESTRA INVESTMENT SERVICES, LLC
42046
KIRK L. PENLAND
3203257
LION STREET FINANCIAL, LLC
165828
KIRK PENLAND
3203257
KESTRA INVESTMENT SERVICES, LLC
42046
KIRK L. PENLAND
3203257
LION STREET FINANCIAL, LLC
165828
KIRK L. PENLAND
3203257
VOYA FINANCIAL PARTNERS
34815
KIRK PENLAND
3203257
MULTI-FINANCIAL SECURITIES, CORP.
10299
KIRK PENLAND
3203257
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-09-26
D/A
$6,039,239.00
No
$0.00
No
2024-12-17
D
$98,449,428.00
No
$0.00
No
2024-09-27
D/A
$5,740,574.00
No
$0.00
No
2023-12-20
D
$86,385,464.00
No
$0.00
No
2023-09-27
D/A
$5,427,661.00
No
$0.00
No
2022-12-28
D
$67,543,370.00
No
$0.00
No
2022-09-27
D/A
$4,437,991.00
No
$0.00
No
2021-12-09
D
$70,197,921.00
No
$0.00
No
2021-09-27
D/A
$4,375,753.00
No
$0.00
No
2020-12-30
D
$139,838,854.00
No
$0.00
No
2020-09-28
D/A
$4,315,682.00
No
$0.00
No
2019-12-12
D
$118,173,048.00
No
$0.00
No
2019-09-26
D/A
$4,260,234.00
No
$0.00
No
2019-02-01
D/A
$0.00
No
$0.00
No
SALES COMP PAID BY INS CO. OUT OF ITS OWN RESOURCES. THE CO. PERIODICALLY DEDUCTS INSURANCE + OTHER CONTRACT CHARGES FROM AMOUNTS ALLOCATED TO THE SEPARATE ACCOUNT-ISSUER IN ACCORDANCE WITH THE TERMS OF THE APPLICABLE VARIABLE LIFE INSURANCE CONTRACT.
2018-12-11
D
$102,911,926.00
No
$0.00
No
2018-09-27
D/A
$4,203,769.00
No
$0.00
No
2018-01-04
D/A
$8,549.00
No
$0.00
No
2017-12-19
D
$78,942,257.00
No
$0.00
No
2017-12-05
D
$22,178.00
No
$0.00
No
2017-11-22
D/A
$18,258.00
No
$0.00
No
2017-10-25
D/A
$5,590.00
No
$0.00
No
2017-10-25
D/A
$1,120,134.00
No
$0.00
No
2017-10-16
D
$226,180.00
No
$0.00
No
2017-10-03
D/A
$6,220.00
No
$0.00
No
2017-09-29
D
$4,136,514.00
No
$0.00
No
2017-09-18
D/A
$354,691.00
No
$0.00
No
2017-09-18
D/A
$34,917.00
No
$0.00
No
2017-09-07
D/A
$1,455,817.00
No
$0.00
No
2017-08-21
D/A
$11,844.00
No
$0.00
No
2017-08-10
D
$588,403.00
No
$0.00
No
2017-07-06
D/A
$40,385.00
No
$0.00
No
2017-07-06
D/A
$133,677.00
No
$0.00
No
2017-07-06
D/A
$14,195.00
No
$0.00
No
2017-07-06
D/A
$108,836.00
No
$0.00
No
2017-06-14
D/A
$25,297.00
No
$0.00
No
2017-06-12
D/A
$32,753.00
No
$0.00
No
2017-05-22
D/A
$22,322.00
No
$0.00
No
2017-04-25
D/A
$276,367.00
No
$0.00
No
2017-04-11
D/A
$439,501.00
No
$0.00
No
2017-04-11
D/A
$38,918.00
No
$0.00
No
2017-04-07
D/A
$109,790.00
No
$0.00
No
2017-04-07
D
$31,414.00
No
$0.00
No
2017-04-06
D/A
$170,480.00
No
$0.00
No
2017-03-28
D/A
$36,124.00
No
$0.00
No
2017-03-23
D/A
$42,907.00
No
$0.00
No
2017-03-21
D/A
$8,670.00
No
$0.00
No
2017-02-13
D/A
$79,611.00
No
$0.00
No
2017-02-02
D/A
$3,415,030.00
No
$0.00
No
2017-01-27
D/A
$607,290.00
No
$0.00
No
2017-01-23
D/A
$1,466,344.00
No
$0.00
No
2017-01-23
D/A
$114,378.00
No
$0.00
No
2017-01-10
D
$9,313.00
No
$0.00
No
2017-01-06
D/A
$28,344.00
No
$0.00
No
2016-12-14
D
$60,326,369.00
No
$0.00
No
2016-12-07
D/A
$7,637.00
No
$0.00
No
2016-11-23
D
$5,804.00
No
$0.00
No
2016-10-18
D/A
$5,143.00
No
$0.00
No
2016-10-14
D
$4,042,225.00
No
$0.00
No
2016-10-13
D/A
$1,101,609.00
No
$0.00
No
2016-10-04
D/A
$5,023.00
No
$0.00
No
2016-09-26
D/A
$1,426,862.00
No
$0.00
No
2016-09-26
D
$34,917.00
No
$0.00
No
2016-09-02
D/A
$309,071.00
No
$0.00
No
2016-08-08
D/A
$9,971.00
No
$0.00
No
2016-06-10
D
$2,224.00
No
$0.00
No
2016-05-24
D/A
$99,588.00
No
$0.00
No
2016-05-19
D/A
$133,677.00
No
$0.00
No
2016-05-19
D/A
$14,195.00
No
$0.00
No
2016-05-10
D/A
$263,730.00
No
$0.00
No
2016-05-10
D/A
$36,962.00
No
$0.00
No
2016-04-22
D
$33,653.00
No
$0.00
No
2016-03-31
D/A
$25,026.00
No
$0.00
No
2016-03-23
D/A
$103,106.00
No
$0.00
No
2016-03-22
D/A
$386,102.00
No
$0.00
No
2016-03-16
D/A
$22,322.00
No
$0.00
No
2016-03-11
D/A
$7,468.00
No
$0.00
No
2016-03-11
D/A
$36,124.00
No
$0.00
No
2016-03-11
D/A
$38,918.00
No
$0.00
No
2016-02-19
D/A
$38,651.00
No
$0.00
No
2016-01-22
D/A
$372,706.00
No
$0.00
No
2016-01-13
D/A
$73,671.00
No
$0.00
No
2016-01-11
D/A
$103,211.00
No
$0.00
No
2016-01-08
D/A
$26,522.00
No
$0.00
No
2016-01-08
D/A
$1,450,196.00
No
$0.00
No
2015-12-11
D/A
$7,578.00
No
$0.00
No
2015-12-11
D
$19,229,555.00
No
$0.00
No
2015-11-30
D/A
$4,488.00
No
$0.00
No
2015-11-17
D
$3,949,298.00
No
$0.00
No
2015-11-12
D/A
$1,061,223.00
No
$0.00
No
2015-10-14
D/A
$4,573.00
No
$0.00
No
2015-09-16
D/A
$1,406,659.00
No
$0.00
No
2015-08-26
D/A
$265,054.00
No
$0.00
No
2015-08-17
D/A
$9,274.00
No
$0.00
No
2015-05-21
D/A
$91,210.00
No
$0.00
No
2015-05-21
D/A
$14,195.00
No
$0.00
No
2015-05-15
D/A
$133,677.00
No
$0.00
No
2015-04-07
D
$24,041.00
No
$0.00
No
2015-04-07
D
$36,903.00
No
$0.00
No
2015-04-06
D/A
$25,026.00
No
$0.00
No
2015-03-30
D/A
$311,000.00
No
$0.00
No
2015-03-30
D/A
$96,633.00
No
$0.00
No
2015-03-24
D/A
$22,322.00
No
$0.00
No
2015-03-20
D/A
$38,918.00
No
$0.00
No
2015-03-18
D/A
$6,267.00
No
$0.00
No
2015-03-18
D/A
$36,124.00
No
$0.00
No
2015-03-06
D/A
$67,362.00
No
$0.00
No
2015-03-02
D/A
$33,554.00
No
$0.00
No
2015-02-13
D
$18,492.00
No
$0.00
No
2015-01-08
D/A
$23,024.00
No
$0.00
No
2015-01-08
D/A
$1,419,418.00
No
$0.00
No
2015-01-06
D/A
$94,241.00
No
$0.00
No
2015-01-06
D/A
$66,716.00
No
$0.00
No
2014-12-03
D/A
$519,531.00
No
$0.00
No
2014-12-01
D/A
$6,708.00
No
$0.00
No
2014-12-01
D/A
$6,708.00
No
$0.00
No
2014-10-28
D/A
$3,773,668.00
No
$0.00
No
2014-10-10
D/A
$3,821.00
No
$0.00
No
2014-10-10
D/A
$1,000,191.00
No
$0.00
No
2014-09-29
D/A
$3,749.00
No
$0.00
No
2014-09-12
D/A
$1,406,659.00
No
$0.00
No
2014-09-08
D/A
$221,630.00
No
$0.00
No
2014-08-22
D/A
$7,989.00
No
$0.00
No
2014-07-21
D
$12,068.00
No
$0.00
No
2014-07-21
D
$13,716.00
No
$0.00
No
2014-07-16
D
$133,677.00
No
$0.00
No
2014-06-23
D/A
$82,158.00
No
$0.00
No
2014-06-06
D/A
$14,195.00
No
$0.00
No
2014-05-06
D/A
$228,406.00
No
$0.00
No
2014-05-06
D/A
$30,745.00
No
$0.00
No
2014-05-06
D/A
$61,448.00
No
$0.00
No
2014-04-15
D/A
$235,072.00
No
$0.00
No
2014-04-15
D/A
$85,527.00
No
$0.00
No
2014-04-10
D/A
$25,026.00
No
$0.00
No
2014-03-25
D
$59,360.00
No
$0.00
No
2014-03-24
D/A
$36,124.00
No
$0.00
No
2014-03-24
D/A
$22,322.00
No
$0.00
No
2014-03-12
D/A
$38,918.00
No
$0.00
No
2014-02-14
D/A
$67,362.00
No
$0.00
No
2014-01-29
D/A
$217,919.00
No
$0.00
No
2014-01-29
D/A
$28,905.00
No
$0.00
No
2014-01-29
D/A
$3,155.00
No
$0.00
No
2014-01-29
D/A
$7,175.00
No
$0.00
No
2014-01-29
D/A
$3,227.00
No
$0.00
No
2014-01-13
D/A
$1,359,805.00
No
$0.00
No
2014-01-10
D/A
$59,270.00
No
$0.00
No
2014-01-10
D/A
$19,421.00
No
$0.00
No
2014-01-10
D/A
$85,518.00
No
$0.00
No
2014-01-09
D
$3,678,975.00
No
$0.00
No
2013-12-31
D
$6,689.00
No
$0.00
No
2013-12-27
D/A
$80,475.00
No
$0.00
No
2013-12-27
D/A
$941,474.00
No
$0.00
No
2013-12-27
D/A
$30,508.00
No
$0.00
No
2013-12-27
D/A
$85,518.00
No
$0.00
No
2013-12-27
D/A
$59,270.00
No
$0.00
No
2013-12-27
D/A
$19,421.00
No
$0.00
No
2013-12-27
D/A
$81,735.00
No
$0.00
No
2013-12-23
D/A
$25,026.00
No
$0.00
No
2013-12-23
D/A
$36,124.00
No
$0.00
No
2013-12-23
D/A
$14,195.00
No
$0.00
No
2013-12-23
D/A
$22,322.00
No
$0.00
No
2013-12-23
D/A
$1,406,659.00
No
$0.00
No
2013-12-23
D/A
$38,918.00
No
$0.00
No
2013-12-09
D/A
$830,360.00
No
$0.00
No
2013-11-26
D/A
$941,474.00
No
$0.00
No
2013-11-22
D/A
$3,155.00
No
$0.00
No
2013-09-23
D
$220,587.00
No
$0.00
No
2013-09-04
D
$14,195.00
No
$0.00
No
2013-06-03
D/A
$830,360.00
No
$0.00
No
2013-05-31
D/A
$200,714.00
No
$0.00
No
2013-05-16
D/A
$250,804.00
No
$0.00
No
2013-05-10
D/A
$1,454,008.00
No
$0.00
No
2013-02-14
D
$19,379.00
No
$0.00
No
2013-02-14
D/A
$973,911.00
No
$0.00
No
2013-01-28
D/A
$1,095,252.00
No
$0.00
No
2013-01-08
D
$3,497,680.00
No
$0.00
No
2012-12-27
D/A
$830,360.00
No
$0.00
No
2012-06-04
D/A
$830,360.00
No
$0.00
No
2012-05-08
D/A
$150,921.00
No
$0.00
No
2012-05-08
D/A
$1,454,008.00
No
$0.00
No
2012-05-01
D
$81,729.00
No
$0.00
No
2012-04-02
D/A
$984,977.00
No
$0.00
No
2012-03-30
D/A
$54,957.00
No
$0.00
No
2012-03-30
D/A
$693,889.00
No
$0.00
No
2012-02-21
D/A
$911,847.00
No
$0.00
No
2012-01-06
D/A
$3,393,899.00
No
$0.00
No
2011-08-29
D/A
$341,703.00
No
$0.00
No
2011-05-13
D/A
$146,625.00
No
$0.00
No
2011-05-13
D/A
$1,454,008.00
No
$0.00
No
2011-01-31
D/A
$878,925.00
No
$0.00
No
2011-01-06
D/A
$3,269,084.00
No
$0.00
No
2010-12-20
D/A
$723,714.00
No
$0.00
No
2010-11-22
D/A
$833,986.00
No
$0.00
No
2010-10-18
D/A
$1,454,008.00
No
$0.00
No
2010-07-22
D/A
$281,151.00
No
$0.00
No
2010-04-12
D/A
$146,625.00
No
$0.00
No
2010-03-08
D/A
$458,446.00
No
$0.00
No
2010-03-08
D/A
$1,431,686.00
No
$0.00
No
2010-02-19
D
$436,421.00
No
$0.00
No
2010-02-19
D/A
$228,933.00
No
$0.00
No
2010-02-03
D
$613,666.00
No
$0.00
No
2010-01-15
D/A
$146,019.00
No
$0.00
No
2010-01-15
D/A
$436,421.00
No
$0.00
No
2010-01-11
D
$3,137,269.00
No
$0.00
No
2009-12-16
D
$693,889.00
No
$0.00
No
2009-11-17
D
$271,103.00
No
$0.00
No
2009-08-28
D
$294,430.00
No
$0.00
No
2009-08-27
D
$1,263,638.00
No
$0.00
No
2009-07-22
D
$25,026.00
No
$0.00
No
2009-07-13
D
$202,829.00
No
$0.00
No
2009-05-11
D
$142,207.00
No
$0.00
No