Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

ADVANCED EQUITIES INC.
35545
LARRY COHEN
3191796
ADVANCED EQUITIES INC.
35545
LARRY COHEN
3191796
ADVANCED EQUITIES, INC.
35545
LARRY COHEN
3191796
PAULSON INVESTMENT COMPANY, INC.
5670
LARRY COHEN
3191796
PAULSON INVESTMENT COMPANY LLC
5670
LARRY COHEN
3191796
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2016-01-04
D/A
$224,255.00
Yes
$0.00
No
2015-11-16
D/A
$193,540.00
Yes
$0.00
No
2015-10-05
D/A
$112,810.00
Yes
$0.00
No
2015-09-16
D/A
$74,502.00
Yes
$0.00
No
2015-09-16
D/A
$71,231.00
Yes
$0.00
No
2015-08-17
D/A
$38,197.00
No
$0.00
No
2015-07-31
D
$23,355.00
No
$0.00
No
2013-07-17
D/A
$566,037.00
Yes
$0.00
No
THIS ESTIMATE ASSUMES THAT BROKERS PLACE $10,000,000 OF INVESTMENTS IN THE LIMITED LIABILITY COMPANY.
2013-05-31
D
$566,037.00
Yes
$0.00
No
THIS ESTIMATE ASSUMES THAT BROKERS PLACE $10,000,000 OF INVESTMENTS IN THE LIMITED LIABILITY COMPANY. NO SALES COMMISSIONS HAVE BEEN PAID TO DATE.
2012-06-28
D
$162,661.00
No
$0.00
No
2012-04-27
D/A
$181,526.00
No
$0.00
No
2012-04-05
D/A
$110,535.00
No
$0.00
No
2012-04-05
D/A
$82,982.00
No
$0.00
No
2012-01-06
D/A
$1,258,355.00
No
$0.00
No
2011-12-30
D/A
$293,403.00
No
$0.00
No
2011-12-23
D/A
$279,507.00
No
$0.00
No
2011-12-05
D/A
$1,042,681.00
No
$0.00
No
2011-11-29
D/A
$260,227.00
No
$0.00
No
2011-11-29
D/A
$1,034,505.00
No
$0.00
No
2011-11-21
D/A
$248,312.00
No
$0.00
No
2011-11-04
D/A
$217,265.00
No
$0.00
No
2011-10-31
D/A
$873,890.00
No
$0.00
No
2011-10-31
D/A
$205,057.00
No
$0.00
No
2011-10-21
D/A
$602,991.00
No
$0.00
No
2011-10-17
D/A
$544,463.00
No
$0.00
No
2011-09-16
D/A
$418,537.00
No
$0.00
No
2011-08-22
D/A
$220,910.00
No
$0.00
No
2011-08-03
D/A
$115,835.00
No
$0.00
No
2011-08-01
D/A
$162,546.00
No
$0.00
No
2011-07-26
D
$121,057.00
No
$0.00
No
2011-07-12
D/A
$152,432.00
No
$0.00
No
2011-07-07
D/A
$101,838.00
No
$0.00
No
2011-03-16
D/A
$769,889.00
No
$0.00
No
2011-03-07
D/A
$728,681.00
No
$0.00
No
2011-02-17
D/A
$512,660.00
No
$0.00
No
2011-02-07
D/A
$374,207.00
No
$0.00
No
2011-01-25
D/A
$1,026,016.00
No
$0.00
No
2010-12-27
D/A
$318,522.00
No
$0.00
No
2010-12-27
D/A
$601,536.00
No
$0.00
No
2010-12-13
D/A
$208,482.00
No
$0.00
No
2010-12-09
D/A
$436,892.00
No
$0.00
No
2010-11-08
D/A
$24,601.00
No
$0.00
No
2010-09-02
D/A
$170,888.00
No
$0.00
No