Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
WILLIAM DAVIS
3188964
WILLIAM E. DAVIS III
3188964
PINNACLE EQUITY MANAGEMENT, LLC
106213
PINNACLE CAPITAL SECURITIES, LLC
106213
WILLIAM E. DAVIS
3188964
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2022-01-03
D
$471,540.00
No
$0.00
No
2020-06-23
D/A
$910,123.00
No
$0.00
No
2020-05-28
D/A
$910,123.00
No
$0.00
No
2020-04-15
D/A
$910,123.00
No
$0.00
No
2020-02-26
D/A
$979,514.00
No
$0.00
No
SALES COMMISSIONS: $493,776; DILIGENCE FEES: $120,634; MARKETING FEES: $159.010; MANAGING BROKER FEE: $206,094
2020-01-10
D/A
$980,915.00
No
$0.00
No
SALES COMMISSIONS: $495,176; DILIGENCE FEES: $115,328; MARKETING FEES: $164,317; MANAGING BROKER FEE: $206,094
2020-01-10
D
$980,915.00
No
$0.00
No
SALES COMMISSIONS: $495,176; DILIGENCE FEES: $115,328; MARKETING FEES: $164,317; MANAGING BROKER FEE: $206,094
2019-12-20
D
$910,123.00
No
$0.00
No