Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

TRIAD ADVISORS, INC.
25803
JAMES B. BALLENTINE
3183968
Companies
Company Name
ATEL GROWTH CAPITAL FUND VI, LLC
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2012-08-31
D/A
$2,800,000.00
Yes
$0.00
No
2012-05-04
D/A
$2,800,000.00
Yes
$0.00
No
2011-09-16
D/A
$2,800,000.00
Yes
$0.00
No
2011-02-08
D/A
$2,800,000.00
Yes
$0.00
No