Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

ADVANCED EQUITIES INC.
35545
COOPER CORDIN
3182812
ADVANCED EQUITIES INC.
35545
COOPER CORDIN
3182812
ADVANCED EQUITIES, INC.
35545
COOPER CORDIN
3182812
PAULSON INVESTMENT COMPANY LLC
5670
JOHN CORDIN
3182812
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2016-01-04
D/A
$224,255.00
Yes
$0.00
No
2015-11-16
D/A
$193,540.00
Yes
$0.00
No
2012-11-07
D/A
$1,870,334.00
No
$0.00
No
2012-04-27
D/A
$116,184.00
No
$0.00
No
2012-04-27
D/A
$631,267.00
No
$0.00
No
2012-04-13
D/A
$102,684.00
No
$0.00
No
2012-04-05
D/A
$82,982.00
No
$0.00
No
2012-04-05
D/A
$593,924.00
No
$0.00
No
2012-03-28
D/A
$17,758.00
No
$0.00
No
2012-03-28
D/A
$570,120.00
No
$0.00
No
2012-03-23
D/A
$530,160.00
No
$0.00
No
2012-03-21
D
$95,034.00
No
$0.00
No
2012-03-16
D/A
$471,660.00
No
$0.00
No
2012-03-06
D
$332,910.00
No
$0.00
No
2012-01-06
D/A
$1,258,355.00
No
$0.00
No
2011-12-30
D/A
$293,403.00
No
$0.00
No
2011-12-23
D/A
$279,507.00
No
$0.00
No
2011-12-05
D/A
$1,042,681.00
No
$0.00
No
2011-11-29
D/A
$1,034,505.00
No
$0.00
No
2011-11-29
D/A
$53,898.00
No
$0.00
No
2011-11-29
D/A
$165,566.00
No
$0.00
No
2011-11-29
D/A
$260,227.00
No
$0.00
No
2011-11-21
D/A
$165,566.00
No
$0.00
No
2011-11-21
D/A
$248,312.00
No
$0.00
No
2011-11-04
D/A
$217,265.00
No
$0.00
No
2011-10-31
D/A
$873,890.00
No
$0.00
No
2011-10-31
D/A
$92,801.00
No
$0.00
No
2011-10-31
D/A
$205,057.00
No
$0.00
No
2011-10-21
D/A
$602,991.00
No
$0.00
No
2011-10-21
D/A
$106,198.00
No
$0.00
No
2011-10-21
D/A
$25,273.00
No
$0.00
No
2011-10-17
D/A
$544,463.00
No
$0.00
No
2011-10-14
D/A
$82,255.00
No
$0.00
No
2011-10-05
D/A
$65,660.00
No
$0.00
No
2011-10-05
D/A
$60,055.00
No
$0.00
No
2011-09-30
D/A
$48,232.00
No
$0.00
No
2011-09-30
D/A
$58,584.00
No
$0.00
No
2011-09-26
D/A
$48,232.00
No
$0.00
No
2011-09-16
D/A
$23,320.00
No
$0.00
No
2011-09-16
D/A
$47,830.00
No
$0.00
No
2011-09-16
D/A
$418,537.00
No
$0.00
No
2011-08-29
D/A
$34,443.00
No
$0.00
No
2011-08-22
D/A
$220,910.00
No
$0.00
No
2011-08-10
D/A
$26,462.00
No
$0.00
No
2011-08-01
D/A
$21,962.00
No
$0.00
No
2011-08-01
D/A
$29,462.00
No
$0.00
No
2011-07-26
D/A
$17,462.00
No
$0.00
No
2011-07-26
D/A
$23,858.00
No
$0.00
No
2011-07-26
D/A
$23,462.00
No
$0.00
No
2011-07-19
D/A
$18,113.00
No
$0.00
No
2011-07-19
D/A
$11,830.00
No
$0.00
No
2011-07-19
D/A
$15,028.00
No
$0.00
No
2011-07-12
D
$1,500.00
No
$0.00
No
2011-07-11
D
$1,981.00
No
$0.00
No
2011-06-30
D
$5,066.00
No
$0.00
No
2011-05-10
D/A
$874,286.00
No
$0.00
No
2011-05-03
D
$592,569.00
No
$0.00
No
2011-04-19
D/A
$222,842.00
No
$0.00
No
2011-04-12
D
$172,876.00
No
$0.00
No
2011-03-16
D/A
$769,889.00
No
$0.00
No
2011-03-16
D/A
$214,339.00
No
$0.00
No
2011-03-07
D/A
$728,681.00
No
$0.00
No
2011-03-07
D/A
$183,264.00
No
$0.00
No
2011-02-17
D/A
$512,660.00
No
$0.00
No
2011-02-07
D/A
$374,207.00
No
$0.00
No
2011-01-26
D
$102,028.00
No
$0.00
No
2011-01-25
D/A
$1,026,016.00
No
$0.00
No
2010-12-27
D/A
$601,536.00
No
$0.00
No
2010-05-10
D/A
$424,738.00
No
$0.00
No
2010-05-03
D/A
$423,221.00
No
$0.00
No
2010-03-16
D/A
$1,432,329.00
Yes
$0.00
No
2010-03-04
D/A
$1,334,908.00
Yes
$0.00
No
2010-02-19
D/A
$948,147.00
Yes
$0.00
No