Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

BUTLER CAPITAL INVESTMENTS, LLC
114242
SAMUEL CARROLL
3175767
FRONTIER SOLUTIONS, LLC
136102
REED CARROLL
3175767
FRONTIER SOLUTIONS, LLC
136102
SAMUEL REED CARROLL
3175767
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2022-08-22
D/A
$134,167.00
No
$0.00
No
2021-11-05
D/A
$15,900.00
Yes
$0.00
No
2021-11-05
D/A
$0.00
No
$0.00
No
2021-08-20
D
$10,000.00
Yes
$0.00
No
2020-07-22
D/A
$0.00
Yes
$0.00
Yes
BROKERS WILL RECEIVE A PERCENT OF ANY MANAGEMENT FEE RECEIVED BY THE INVESTMENT MANAGERS AND GENERAL PARTNER WITH RESPECT TO INVESTORS PLACED BY SUCH BROKER.
2020-07-22
D/A
$0.00
Yes
$0.00
Yes
BROKERS WILL RECEIVE A PERCENT OF ANY MANAGEMENT FEE RECEIVED BY THE INVESTMENT MANAGERS AND GENERAL PARTNER WITH RESPECT TO INVESTORS PLACED BY SUCH BROKER.
2020-07-22
D/A
$0.00
Yes
$0.00
Yes
BROKERS WILL RECEIVE A PERCENT OF ANY MANAGEMENT FEE RECEIVED BY THE INVESTMENT MANAGERS AND GENERAL PARTNER WITH RESPECT TO INVESTORS PLACED BY SUCH BROKER.
2012-02-22
D/A
$0.00
No
$0.00
No