Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CLARK SECURITIES, INC.
43803
JOSE GARZA
3172270
FROST BROKERAGE SERVICES, INC.
17465
JOSE GARZA
3172270
NATIONWIDE INVESTMENT SERVICES CORP
7110
JOSE GARZA
3172270
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2022-10-11
D/A
$40,000,000.00
No
$0.00
No
2020-12-22
D/A
$40,000,000.00
No
$0.00
No
2019-12-20
D/A
$40,000,000.00
No
$0.00
No
2018-12-19
D/A
$40,000,000.00
No
$0.00
No
2017-12-20
D/A
$40,000,000.00
No
$0.00
No
2017-04-21
D/A
$705,628.00
No
$0.00
No
2016-12-19
D/A
$40,000,000.00
No
$0.00
No
2016-12-19
D/A
$40,000,000.00
No
$0.00
No
2016-03-18
D/A
$686,511.00
No
$0.00
No
2015-12-11
D/A
$40,000,000.00
No
$0.00
No
2015-03-25
D/A
$667,887.00
No
$0.00
No
2014-12-15
D/A
$40,000,000.00
Yes
$0.00
No
2014-08-13
D/A
$40,000,000.00
Yes
$0.00
No
2014-04-16
D/A
$649,760.00
No
$0.00
No
2013-12-13
D/A
$40,000,000.00
Yes
$0.00
No
2013-05-16
D/A
$40,000,000.00
Yes
$0.00
No
2012-12-20
D/A
$40,000,000.00
Yes
$0.00
No
2012-11-15
D/A
$40,000,000.00
Yes
$0.00
No
2012-07-09
D/A
$30,000,000.00
Yes
$0.00
No
2012-03-21
D/A
$25,000,000.00
Yes
$0.00
No
2011-12-02
D/A
$20,000,000.00
Yes
$0.00
No
2011-11-15
D/A
$20,000,000.00
Yes
$0.00
No
2011-07-28
D/A
$20,000,000.00
Yes
$0.00
No
2011-04-11
D/A
$20,000,000.00
Yes
$0.00
No
2010-12-14
D/A
$20,000,000.00
Yes
$0.00
No
2010-10-26
D/A
$20,000,000.00
Yes
$0.00
No
2010-07-22
D/A
$20,000,000.00
Yes
$0.00
No