Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NORTHLAND SECURITIES, INC.
40258
KAREN CADY
3167528
NORTHLAND SECURITIES, INC.
40258
KAREN CADY
3167528
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2013-01-09
D/A
$1,839,124.00
No
$0.00
No
2012-12-11
D/A
$4,241,750.00
Yes
$0.00
No
BASED ON A MAXIMUM OFFERING OF $44,650,000
2012-01-04
D/A
$1,288,993.00
No
$0.00
No
PAID BY MAGNUM HUNTER PRODUCTION, INC.
2011-12-22
D/A
$559,170.00
No
$0.00
No
PAYABLE BY MAGNUM HUNTER PRODUCTION, INC., AND REFLECT COMMISSIONS AND DUE DILIGENCE FEES ON SALES THROUGH DECEMBER 21, 2011.
2011-11-23
D/A
$341,264.00
No
$0.00
No
PAYABLE BY MAGNUM HUNTER PRODUCTION, INC., AND REFLECT COMMISSIONS AND DUE DILIGENCE FEES ON SALES THROUGH NOVEMBER 22, 2011.
2010-12-28
D/A
$4,896,000.00
Yes
$0.00
No
2010-12-20
D/A
$4,896,000.00
Yes
$0.00
No
2010-12-02
D/A
$4,896,000.00
Yes
$0.00
No
2010-11-24
D/A
$4,896,000.00
Yes
$0.00
No
2010-10-18
D/A
$4,896,000.00
Yes
$0.00
No
2010-09-30
D/A
$4,896,000.00
Yes
$0.00
No
2010-09-20
D/A
$4,896,000.00
Yes
$0.00
No
2010-08-31
D/A
$4,896,000.00
Yes
$0.00
No
2010-08-18
D/A
$4,896,000.00
Yes
$0.00
No
2010-07-14
D/A
$4,896,000.00
Yes
$0.00
No
2010-07-07
D/A
$4,896,000.00
Yes
$0.00
No
2010-06-25
D/A
$4,896,000.00
Yes
$0.00
No
2010-06-15
D/A
$4,896,000.00
Yes
$0.00
No
2010-05-25
D/A
$4,896,000.00
Yes
$0.00
No