Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CAMBRIDGE INVESTMENT RESEARCH, INC
39543
BART GOODIN
3165302
CAMBRIDGE INVESTMENT RESEARCH, INC.
39543
LEO GOODIN
3165302
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2024-01-08
D/A
$10,000,000.00
Yes
$0.00
No
DEALER MANAGER FEE OF 2%; SALES COMMISSION OF 7%; DUE DILIGENCE FEE OF 0.5%; AND MARKETING FEE OF 0.5%
2021-12-22
D/A
$10,000,000.00
Yes
$0.00
No
DEALER-MANAGER FEE - 2%; SALES COMMISSION - UP TO 7%; DUE DILIGENCE FEES - 0.5%; MARKETING EXPENSE FEE - 0.5%.
2021-12-22
D/A
$10,000,000.00
Yes
$0.00
No
DEALER-MANAGER FEE - 2%; SALES COMMISSION - UP TO 7%; DUE DILIGENCE FEES - 0.5%; MARKETING EXPENSE FEE - 0.5%.