Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FIRST SOUTHWEST COMPANY
316
FIRST SOUTHWEST COMPANY
316
Companies
Company Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D
$1,000,000.00
No
$0.00
No
FIRST SOUTHWEST COMPANY WAS PAID A $1,000,000 FINANCIAL CONSULTING FEE IN CONNECTION WITH THE CLOSING OF THIS TRANSACTION.