Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

LOCKTON FINANCIAL ADVISORS LLC
137476
SUZETTE CLAARK
3153620
LOCKTON FINANCIAL ADVISORS LLC
137476
SUZETTE M CLARK
3153620
LOCKTON FINANCIAL ADVISORS, LLC
137476
SUZETTE M. CLARK
3153620
LOCKTON FINANCIAL ADVISORS, LLC
137476
SUZETTE M. CLARK
3153620
LOCKTON FINANCIAL ADVISORS
137476
SUZETTE CLARK
3153620
LOCKTON INVESTMENT SECURITIES, LLC
137476
SUZETTE MICHELLE CLARK
3153620
SUZETTE M. CLARK
3153620
LOCKTON INVESTMENT SECURITIES, LLC
137476
LOCKTON
137476
SUZETTE CLARK
3153620
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-12-10
D
$96,029,555.00
No
$0.00
No
2025-10-27
D/A
$0.00
No
$0.00
No
SALES COMP PAID BY INS. CO. OUT OF ITS OWN RESOURCES. THE COMPANY PERIODICALLY DEDUCTS INS. + OTHER CONTRACT CHARGES FROM AMOUNTS ALLOCATED TO THE SEPARATE ACCOUNT ISSUER IN ACCORDANCE WITH THE TERMS OF THE APPLICABLE VARIABLE LIFE INS CONTRACT.
2025-08-04
D/A
$0.00
No
$0.00
No
NOT APPLICABLE.
2024-12-17
D
$98,449,428.00
No
$0.00
No
2024-10-28
D/A
$0.00
No
$0.00
No
SALES COMP PAID BY INS. CO. OUT OF ITS OWN RESOURCES. THE COMPANY PERIODICALLY DEDUCTS INS. + OTHER CONTRACT CHARGES FROM AMOUNTS ALLOCATED TO THE SEPARATE ACCOUNT ISSUER IN ACCORDANCE WITH THE TERMS OF THE APPLICABLE VARIABLE LIFE INS CONTRACT.
2024-08-19
D/A
$102,507.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. AXCELUS FINANCIAL PAYS ALL SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2024-08-02
D/A
$0.00
No
$0.00
No
NOT APPLICABLE.
2023-12-20
D
$86,385,464.00
No
$0.00
No
2023-10-30
D/A
$0.00
No
$0.00
No
SALES COMP PAID BY INS. CO. OUT OF ITS OWN RESOURCES. THE COMPANY PERIODICALLY DEDUCTS INS. + OTHER CONTRACT CHARGES FROM AMOUNTS ALLOCATED TO THE SEPARATE ACCOUNT ISSUER IN ACCORDANCE WITH THE TERMS OF THE APPLICABLE VARIABLE LIFE INS CONTRACT.
2023-08-02
D/A
$0.00
No
$0.00
No
NOT APPLICABLE.
2023-04-20
D/A
$7,981.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS ALL SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2022-12-28
D
$67,543,370.00
No
$0.00
No
2022-11-03
D/A
$0.00
No
$0.00
No
SALES COMP PAID BY INS. CO. OUT OF ITS OWN RESOURCES. THE COMPANY PERIODICALLY DEDUCTS INS. + OTHER CONTRACT CHARGES FROM AMOUNTS ALLOCATED TO THE SEPARATE ACCOUNT ISSUER IN ACCORDANCE WITH THE TERMS OF THE APPLICABLE VARIABLE LIFE INS CONTRACT.
2022-09-22
D
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC WILL PAY SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2022-08-02
D
$0.00
No
$0.00
No
NOT APPLICABLE.
2021-12-09
D
$70,197,921.00
No
$0.00
No
2020-12-30
D
$139,838,854.00
No
$0.00
No
2020-02-07
D/A
$0.00
No
$0.00
No
SALES COMP PAID BY INS CO. OUT OF ITS OWN RESOURCES. THE CO. PERIODICALLY DEDUCTS INSURANCE + OTHER CONTRACT CHARGES FROM AMOUNTS ALLOCATED TO THE SEPARATE ACCOUNT-ISSUER IN ACCORDANCE WITH THE TERMS OF THE APPLICABLE VARIABLE LIFE INSURANCE CONTRACT.
2019-12-12
D
$118,173,048.00
No
$0.00
No
2019-02-01
D/A
$0.00
No
$0.00
No
SALES COMP PAID BY INS CO. OUT OF ITS OWN RESOURCES. THE CO. PERIODICALLY DEDUCTS INSURANCE + OTHER CONTRACT CHARGES FROM AMOUNTS ALLOCATED TO THE SEPARATE ACCOUNT-ISSUER IN ACCORDANCE WITH THE TERMS OF THE APPLICABLE VARIABLE LIFE INSURANCE CONTRACT.
2016-02-05
D
$0.00
No
$0.00
No
SALES COMP PAID BY INS CO. OUT OF ITS OWN RESOURCES. THE CO. PERIODICALLY DEDUCTS INSURANCE + OTHER CONTRACT CHARGES FROM AMOUNTS ALLOCATED TO THE SEPARATE ACCOUNT-ISSUER IN ACCORDANCE WITH THE TERMS OF THE APPLICABLE VARIABLE LIFE INSURANCE CONTRACT.
2015-02-06
D
$0.00
No
$0.00
No
SALES COMP PAID BY INS CO. OUT OF ITS OWN RESOURCES. THE CO. PERIODICALLY DEDUCTS INSURANCE + OTHER CONTRACT CHARGES FROM AMOUNTS ALLOCATED TO THE SEPARATE ACCOUNT-ISSUER IN ACCORDANCE WITH THE TERMS OF THE APPLICABLE VARIABLE LIFE INSURANCE CONTRACT.
2013-02-07
D/A
$0.00
No
$0.00
No
SALES COMP PAID BY INS CO. OUT OF ITS OWN RESOURCES. THE CO. PERIODICALLY DEDUCTS INSURANCE + OTHER CONTRACT CHARGES FROM AMOUNTS ALLOCATED TO THE SEPARATE ACCOUNT-ISSUER IN ACCORDANCE WITH THE TERMS OF THE APPLICABLE VARIABLE LIFE INSURANCE CONTRACT.