Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
PROMETHEUS FINANCIAL, LLC
313712
PROMETHEUS FINANCIAL LLC
313712
PROMETHEUS FINANCIAL ADVISORS, LLC
314653
NONE
NONE
PROMETHEUS FINANCIAL, LLC
313712
NONE
NONE
PROMETHEUS FINANCIAL, LLC
313712
NONE
NONE
PROMETHEUS FINANCIAL, LLC
313712
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-06-15
D/A
$0.00
Yes
$0.00
Yes
2026-06-15
D/A
$0.00
No
$0.00
No
2026-06-04
D/A
$5,000.00
No
$0.00
No
2025-11-12
D/A
$0.00
No
$1,947.00
No
THE ISSUER-S INVESTMENT MANAGER WILL PAY PROMETHEUS FINANCIAL, LLC AND PAPAMARKOU WELLNER + CO., INC. SALES COMMISSIONS ON A QUARTERLY BASIS.
2025-08-26
D/A
$66,111.00
Yes
$0.00
Yes
2025-02-26
D
$5,000.00
No
$0.00
No
2024-07-18
D/A
$47,000.00
Yes
$0.00
Yes
2024-05-01
D
$20,000.00
No
$0.00
No