Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

LINCOLN FINANCIAL ADVISORS
3978
BRANDON M. NELSON
3125377
LINCOLN FINANCIAL ADVISORS CORPORATION
3978
BRANDON M. NELSON
3125377
BRANDON NELSON
3125377
LINCOLN FINANCIAL ADVISORS
3978
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2017-11-01
D/A
$4,263,070.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2017-10-24
D/A
$4,263,070.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2017-10-06
D/A
$4,263,070.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2017-09-26
D/A
$4,263,070.00
Yes
$0.00
No
2017-09-12
D/A
$4,263,070.00
Yes
$0.00
No
2017-08-29
D/A
$4,263,070.00
Yes
$0.00
No
2017-08-22
D/A
$1,000,081.00
Yes
$0.00
No
2017-08-14
D/A
$4,263,070.00
Yes
$0.00
No
2017-08-02
D/A
$4,263,070.00
Yes
$0.00
No
2017-07-20
D/A
$1,000,081.00
Yes
$0.00
No
2017-07-10
D/A
$1,000,081.00
Yes
$0.00
No
2017-07-06
D/A
$1,000,081.00
Yes
$0.00
No
2017-06-29
D/A
$1,000,081.00
Yes
$0.00
No
2017-06-19
D/A
$1,000,081.00
Yes
$0.00
No
2017-05-31
D/A
$1,000,081.00
Yes
$0.00
No
2010-04-15
D
$400,000.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE AMOUNTS PAID IN CONNECTION WITH THE OFFERING OF INTERESTS IN KEYSTONE PRIVATE EQUITY OPPORTUNITIES II, L.P., A PARALLEL VEHICLE OF THE ISSUER.
2010-04-15
D/A
$400,000.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE AMOUNTS PAID IN CONNECTION WITH THE OFFERING OF INTERESTS IN KEYSTONE PRIVATE EQUITY OPPORTUNITIES II (Q), L.P., A PARALLEL VEHICLE OF THE ISSUER.
2010-02-17
D/A
$263,000.00
Yes
$0.00
No
2010-01-14
D/A
$213,600.00
Yes
$0.00
No