Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

PROEQUITIES, INC.
15708
DAVID TODD PHILLIPS
3094195
MOLONEY SERCURITIES CO., INC.
38535
DAVID T. PHILLIPS
3094195
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2018-07-25
D/A
$1,337,787.00
Yes
$0.00
No
2011-01-24
D/A
$480,900.00
No
$0.00
No
SALES COMMISSIONS ARE BASED ON 7% OF THE TOTAL OFFERING AMOUNT SOLD OF $6,870,000. THE OFFERING IS NOW CLOSED.