Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

WFG INVESTMENTS INC.
22704
HOLLY M NICHOLAS MS
3086117
WFG INVESTMENTS INC.
22704
HOLLY NICHOLAS
3086117
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2012-02-14
D/A
$710,750.00
No
$0.00
No
2011-06-06
D/A
$3,250,000.00
Yes
$0.00
No
SELLING COMMISSIONS IN AN AMOUNT NOT TO EXCEED 6.50% OF THE GROSS PROCEEDS FROM THE SALE OF UNITS WILL BE PAID TO BROKER/DEALERS
2011-06-06
D/A
$3,250,000.00
Yes
$0.00
No
SELLING COMMISSIONS IN AN AMOUNT NOT TO EXCEED 6.50% OF THE GROSS PROCEEDS FROM THE SALE OF UNITS WILL BE PAID TO BROKER/DEALERS