Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

EMERSON EQUITY
3082081
DAVID BEACH
2764171
EMERSON EQUITY
120032
DOMINIC BALDINI
3082081
EMERSON EQUITY
130032
DOMINIC BALDINI
3082081
DOMINIC BALDINI
3082081
EMERSON EQUITY LLC
130032
NONE
NONE
DOMINIC BALDINI
3082081
DOMINIC BALDINI
3082081
EMERSON EQUITY, LLC
130032
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2023-01-12
D
$170,514.00
No
$0.00
No
2023-01-06
D
$639,246.00
No
$0.00
No
2022-01-05
D
$1,010,404.00
No
$0.00
No
INCLUSIVE OF $556,063.10 SELLING COMMISSIONS; $120,769.28 DUE DILIGENCE FEES; $166,786.20 MARKETING/WHOLESALE FEES; AND $166,786.20 MANAGING BROKER FEES.
2020-06-23
D/A
$910,123.00
No
$0.00
No
2020-05-28
D/A
$910,123.00
No
$0.00
No
2020-04-15
D/A
$910,123.00
No
$0.00
No
2019-12-20
D
$910,123.00
No
$0.00
No
2016-06-08
D/A
$178,500.00
No
$0.00
No
2014-09-23
D/A
$0.00
No
$0.00
No
2014-04-21
D
$2,152,500.00
Yes
$0.00
No
SELLING COSTS FOR THIS RAISE ARE 10.25% OF TOTAL CAPITAL RAISED (ESTIMATED), INCLUDING: RETAIL COMMISSIONS (7%), DUE DILIGENCE (1%),WHOLESALER (2%), COMPLIANCE (.25%). ADDITIONALLY, 4.25% OF RAISE IS BEING REPAID TO SPONSOR AS ORGANIZATION COSTS.
2013-08-26
D/A
$0.00
No
$0.00
No
2013-03-13
D
$2,152,500.00
Yes
$0.00
No
SELLING COSTS FOR THIS RAISE ARE 10.25% OF TOTAL CAPITAL RAISED (ESTIMATED), INCLUDING: RETAIL COMMISSIONS (7%), DUE DILIGENCE (1%),WHOLESALER (2%), COMPLIANCE (.25%). ADDITIONALLY, 4.25% OF RAISE IS BEING REPAID TO SPONSOR AS ORGANIZATION COSTS.
2013-02-28
D
$0.00
No
$0.00
No
2010-05-25
D
$11,250.00
No
$0.00
No