Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

SAGEPOINT FINANCIAL, INC.
133763
JEREMY J. VERNOR
3078314
ARKADIOS CAPITAL
282710
JEREMY JOSEPH VERNOR
3078314
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-02-13
D/A
$3,000,000.00
Yes
$0.00
No
2014-05-19
D/A
$853,515.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2014-02-20
D/A
$853,515.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2014-02-05
D/A
$853,515.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.