Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

COMMONWEALTH FINANCIAL NETWORK
8032
ERIC E. ELEK
3062911
COMMONWEALTH FINANCIAL NETWORK
8032
ERIC E. ELEK
3062911
COMMONWEALTH FINANCIAL NETWORK
8032
ERIC ELEK
3062911
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-07-28
D/A
$11,791,593.00
Yes
$0.00
No
2025-06-10
D/A
$11,791,593.00
Yes
$0.00
No
2025-05-27
D/A
$11,791,593.00
Yes
$0.00
No
2025-05-12
D/A
$11,791,593.00
Yes
$0.00
No
2011-06-06
D/A
$3,250,000.00
Yes
$0.00
No
SELLING COMMISSIONS IN AN AMOUNT NOT TO EXCEED 6.50% OF THE GROSS PROCEEDS FROM THE SALE OF UNITS WILL BE PAID TO BROKER/DEALERS
2011-06-06
D/A
$3,250,000.00
Yes
$0.00
No
SELLING COMMISSIONS IN AN AMOUNT NOT TO EXCEED 6.50% OF THE GROSS PROCEEDS FROM THE SALE OF UNITS WILL BE PAID TO BROKER/DEALERS
2011-01-10
D/A
$3,250,000.00
Yes
$0.00
No
SELLING COMMISSIONS IN AN AMOUNT NOT TO EXCEED 6.50% OF THE GROSS PROCEEDS FROM THE SALE OF UNITS WILL BE PAID TO BROKER/DEALERS
2011-01-10
D/A
$3,250,000.00
Yes
$0.00
No
SELLING COMMISSIONS IN AN AMOUNT NOT TO EXCEED 6.50% OF THE GROSS PROCEEDS FROM THE SALE OF UNITS WILL BE PAID TO BROKER/DEALERS
2010-06-07
D
$3,250,000.00
Yes
$0.00
No
SELLING COMMISSIONS IN AN AMOUNT NOT TO EXCEED 6.50% OF THE GROSS PROCEEDS FROM THE SALE OF UNITS WILL BE PAID TO BROKER/DEALERS
2010-03-03
D/A
$3,250,000.00
Yes
$0.00
No
BASED ON MAXIMUM OFFERING AMOUNT