Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

OMNI BROKERAGE INC.
16878
PADMA CHINTAPALLI
3041617
OMNI BROKERAGE
16878
PADMA CHINTAPALLI
3041617
OMNI BROKERAGE
16878
PADMA CHINTAPALLI
3041617
HALCYON CAPITAL MARKETS, LLC
136974
PADMA CHINTAPALLI
3041617
HALCYON CAPITAL MARKETS LLC
136974
PADMA CHINATAPALLI
3041617
BLUEROCK CAPITAL MARKETS LLC
136974
PADMA CINTAPALLI
3041617
COURTLANDT SECURITIES CORP.
137356
PADMA CHINTAPALLI
3041617
SANDLAPPER SECURITIES, LLC
137906
PADMA CHINTAPALLI
3041617
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2013-08-26
D/A
$5,500,000.00
Yes
$0.00
No
2013-07-02
D/A
$5,500,000.00
Yes
$0.00
No
2013-04-04
D/A
$5,500,000.00
Yes
$0.00
No
2013-01-28
D/A
$2,625,000.00
Yes
$0.00
No
2012-12-07
D/A
$5,500,000.00
Yes
$0.00
No
2012-10-23
D/A
$5,500,000.00
Yes
$0.00
No
2012-09-07
D/A
$5,500,000.00
Yes
$0.00
No
2012-06-25
D/A
$843,714.00
Yes
$0.00
Yes
THIS IS THE MAXIMUM AMOUNT OF SALES COMMISSIONS ALLOWABLE. ACTUAL AMOUNTS ARE EXPECTED TO BE SIGNIFICANTLY LOWER.
2012-05-31
D/A
$843,714.00
Yes
$0.00
Yes
THIS IS THE MAXIMUM AMOUNT OF SALES COMMISSIONS ALLOWABLE. ACTUAL AMOUNTS ARE EXPECTED TO BE SIGNIFICANTLY LOWER.
2012-01-27
D/A
$2,625,000.00
Yes
$0.00
No
2012-01-25
D/A
$2,625,000.00
Yes
$0.00
No
2012-01-04
D/A
$2,625,000.00
Yes
$0.00
No
2011-10-07
D/A
$2,625,000.00
Yes
$0.00
No
2011-09-01
D/A
$513,397.00
No
$0.00
No
2011-08-10
D/A
$513,397.00
No
$0.00
No
2011-06-08
D/A
$2,625,000.00
Yes
$0.00
No
2011-05-17
D/A
$2,625,000.00
Yes
$0.00
No
2011-05-03
D/A
$2,625,000.00
Yes
$0.00
No
2011-04-12
D/A
$2,625,000.00
Yes
$0.00
No
2011-03-23
D/A
$2,625,000.00
Yes
$0.00
No
2011-01-21
D/A
$2,625,000.00
Yes
$0.00
No
2011-01-11
D/A
$867,300.00
No
$0.00
No
2010-11-17
D/A
$2,625,000.00
Yes
$0.00
No
2010-11-02
D/A
$867,300.00
No
$0.00
No
2010-10-15
D/A
$867,300.00
No
$0.00
No
2010-07-14
D/A
$1,253,674.00
Yes
$0.00
No
2010-06-22
D/A
$353,607.00
No
$0.00
No
2010-05-11
D/A
$238,200.00
Yes
$0.00
No
2010-04-21
D/A
$238,200.00
Yes
$0.00
No
2010-03-29
D/A
$238,200.00
Yes
$0.00
No
2010-02-19
D/A
$238,200.00
No
$0.00
No
2010-02-17
D
$238,200.00
No
$0.00
No