Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CAPITAL FINANCIAL SERVICES, INC.
8408
STEVE KNUTTILA
3039112
CAPITAL FINANCIAL SERVICES, INC.
8408
STEVEN R. KNUTTILA
3039112
CAPITAL FINANCIAL SERVICES, INC.
8408
STEVEN R. KNUTTILA
3039112
CAPITAL FINANCIAL SERVICES, INC.
8408
STEVE KNUTTILA
3039112
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2018-01-19
D/A
$10,000,000.00
Yes
$0.00
No
DEALER-MANAGER FEE - 2%; SALES COMMISSION - UP TO 7%; DUE DILIGENCE FEE - 0.5%; MARKETING EXPENSE FEE - 0.5%. 2% OF FEES AND COMMISSIONS WILL BE PAID BY SPONSOR.
2017-12-22
D/A
$1,951,916.00
No
$0.00
No
2017-07-28
D/A
$1,637,070.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2017-01-06
D/A
$1,637,070.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2016-11-18
D/A
$10,000,000.00
Yes
$0.00
No
DEALER-MANAGER FEE - 2%; SALES COMMISSION - 7%; DUE DILIGENCE FEE - 0.5%; MARKETING FEE - 0.5%.
2016-11-02
D/A
$10,000,000.00
Yes
$0.00
No
DEALER-MANAGER FEE - 2%; SALES COMMISSION - 7%; DUE DILIGENCE FEE - 0.5%; MARKETING FEE - 0.5%.
2015-12-16
D
$15,000,000.00
Yes
$0.00
No
SALES COMMISSIONS ARE PAID FROM THE OFFERING PROCEEDS.
2015-11-30
D
$10,000,000.00
Yes
$0.00
No
DEALER-MANAGER FEE - 2%; SALES COMMISSION - 7%; DUE DILIGENCE FEE - 0.5%; MARKETING FEE - 0.5%.