Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

WORLD EQUITY GROUP, INC.
29087
ALVIN DEAN HULSE
3037276
STEVEN L. FALK + ASSOCIATES, INC.
14297
ALVIN D. HULSE
3037276
STEVEN L. FALK + ASSOCIATES INC.
14297
ALVIN D. HULSE
3037276
AUSDAL FINANCIAL PARTNERS, INC.
7995
ALVIN D. HULSE
3037276
AUSDAL FINANCIAL PARTNERS, INC.
7995
ALVIN D. HULSE
3037276
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2013-01-31
D/A
$1,455,142.00
Yes
$0.00
No
2012-11-01
D
$157,950.00
No
$0.00
No
2011-12-21
D
$1,350,000.00
Yes
$0.00
No
REPRESENTS SALES COMMISSIONS EQUAL TO 9% OF MAXIMUM OFFERING AMOUNT
2011-06-28
D/A
$2,800,000.00
Yes
$0.00
No
2011-01-31
D/A
$2,800,000.00
Yes
$0.00
No
2010-11-16
D/A
$454,207.00
Yes
$0.00
Yes
2010-11-12
D/A
$176,400.00
Yes
$0.00
Yes
2010-09-23
D/A
$6,000,000.00
Yes
$0.00
Yes
2010-07-29
D/A
$2,800,000.00
Yes
$0.00
No
2009-03-26
D/A
$1,386,888.00
Yes
$275,636.00
Yes
APPROXIMATELY $133,596 OF THESE FEES, WHICH ARE YET TO BE PAID, ARE SUBJECT TO FUTURE SALES.