Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

GRANT BETTINGEN, INC.
16944
HUGH O. BARNDOLLAR III
3027317
NEWPORT COAST SECURITIES
16944
HUGH BARNDOLLAR III
3027317
CROWN CAPITAL SECURITIES LP
6312
HUGH BARNDOLLAR
3027317
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2018-07-30
D/A
$2,288,685.00
Yes
$0.00
Yes
ITEM 15 IS AN ESTIMATE OF SELLING COMMISSION, MANAGING BROKER-DEALER FEE, MARKING AND DUE DILIGENCE EXPENSE ALLOWANCES, AND ORGANIZATION AND OFFERING EXPENSES.
2018-06-28
D/A
$2,288,685.00
Yes
$0.00
Yes
ITEM 15 IS AN ESTIMATE OF SELLING COMMISSION, MANAGING BROKER-DEALER FEE, MARKING AND DUE DILIGENCE EXPENSE ALLOWANCES, AND ORGANIZATION AND OFFERING EXPENSES.
2018-06-12
D/A
$2,288,685.00
Yes
$0.00
Yes
ITEM 15 IS AN ESTIMATE OF SELLING COMMISSION, MANAGING BROKER-DEALER FEE, MARKING AND DUE DILIGENCE EXPENSE ALLOWANCES, AND ORGANIZATION AND OFFERING EXPENSES.
2018-05-25
D/A
$2,288,685.00
Yes
$0.00
Yes
ITEM 15 IS AN ESTIMATE OF SELLING COMMISSION, MANAGING BROKER-DEALER FEE, MARKING AND DUE DILIGENCE EXPENSE ALLOWANCES, AND ORGANIZATION AND OFFERING EXPENSES.
2018-05-09
D/A
$2,288,685.00
Yes
$0.00
Yes
ITEM 15 IS AN ESTIMATE OF SELLING COMMISSION, MANAGING BROKER-DEALER FEE, MARKING AND DUE DILIGENCE EXPENSE ALLOWANCES, AND ORGANIZATION AND OFFERING EXPENSES.
2018-04-20
D/A
$2,288,685.00
Yes
$0.00
Yes
ITEM 15 IS AN ESTIMATE OF SELLING COMMISSION, MANAGING BROKER-DEALER FEE, MARKING AND DUE DILIGENCE EXPENSE ALLOWANCES, AND ORGANIZATION AND OFFERING EXPENSES.
2018-04-04
D/A
$2,288,685.00
Yes
$0.00
Yes
ITEM 15 IS AN ESTIMATE OF SELLING COMMISSION, MANAGING BROKER-DEALER FEE, MARKING AND DUE DILIGENCE EXPENSE ALLOWANCES, AND ORGANIZATION AND OFFERING EXPENSES.
2018-03-20
D/A
$2,288,685.00
Yes
$0.00
Yes
ITEM 15 IS AN ESTIMATE OF SELLING COMMISSION, MANAGING BROKER-DEALER FEE, MARKING AND DUE DILIGENCE EXPENSE ALLOWANCES, AND ORGANIZATION AND OFFERING EXPENSES.
2018-03-05
D/A
$2,288,685.00
Yes
$0.00
Yes
ITEM 15 IS AN ESTIMATE OF SELLING COMMISSION, MANAGING BROKER-DEALER FEE, MARKING AND DUE DILIGENCE EXPENSE ALLOWANCES, AND ORGANIZATION AND OFFERING EXPENSES.
2018-02-22
D/A
$2,288,685.00
Yes
$0.00
Yes
ITEM 15 IS AN ESTIMATE OF SELLING COMMISSION, MANAGING BROKER-DEALER FEE, MARKING AND DUE DILIGENCE EXPENSE ALLOWANCES, AND ORGANIZATION AND OFFERING EXPENSES.
2018-02-06
D/A
$2,288,685.00
Yes
$0.00
Yes
ITEM 15 IS AN ESTIMATE OF SELLING COMMISSION, MANAGING BROKER-DEALER FEE, MARKING AND DUE DILIGENCE EXPENSE ALLOWANCES, AND ORGANIZATION AND OFFERING EXPENSES.
2018-01-19
D/A
$2,288,685.00
Yes
$0.00
Yes
ITEM 15 IS AN ESTIMATE OF SELLING COMMISSION, MANAGING BROKER-DEALER FEE, MARKING AND DUE DILIGENCE EXPENSE ALLOWANCES, AND ORGANIZATION AND OFFERING EXPENSES.
2018-01-05
D/A
$2,288,685.00
Yes
$0.00
Yes
ITEM 15 IS AN ESTIMATE OF SELLING COMMISSION, MANAGING BROKER-DEALER FEE, MARKING AND DUE DILIGENCE EXPENSE ALLOWANCES, AND ORGANIZATION AND OFFERING EXPENSES.
2013-04-03
D/A
$3,850,000.00
Yes
$0.00
No
2011-12-30
D/A
$2,500,000.00
Yes
$0.00
No
2010-06-03
D/A
$2,500,000.00
Yes
$0.00
No
2010-04-02
D/A
$2,500,000.00
Yes
$0.00
No
2010-02-26
D/A
$2,500,000.00
Yes
$0.00
No
2010-02-10
D/A
$2,500,000.00
Yes
$0.00
No
2009-12-30
D/A
$2,500,000.00
Yes
$0.00
No
2009-11-20
D/A
$2,500,000.00
Yes
$0.00
No
2009-11-10
D/A
$2,500,000.00
Yes
$0.00
No
2009-09-11
D/A
$2,500,000.00
Yes
$0.00
No
2009-08-14
D/A
$2,500,000.00
Yes
$0.00
No
2009-07-16
D/A
$2,500,000.00
Yes
$0.00
No
2009-05-15
D/A
$2,500,000.00
Yes
$0.00
No
2009-04-21
D
$2,500,000.00
Yes
$0.00
No